| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 177,522 | 2,468,000 | 16.60% | ||
| 2 | Fiera Capital Corp | 172,484 | 2,410,000 | 16.21% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 74,352 | 1,039,000 | 6.99% | ||
| 4 | UBS Group AG | 71,851 | 1,004,000 | 6.75% | ||
| 5 | Commonwealth Equity Services, Inc | 68,150 | 952,000 | 6.40% | ||
| 6 | MORGAN STANLEY | 66,360 | 927,000 | 6.24% | ||
| 7 | LPL Financial LLC | 63,373 | 895,000 | 6.02% | ||
| 8 | MSI Financial Services Inc | 44,270 | 618,000 | 4.16% | ||
| 9 | WELLS FARGO & COMPANY/MN | 33,355 | 466,000 | 3.13% | ||
| 10 | Janney Montgomery Scott LLC | 33,320 | 425,000 | 2.86% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 26,632 | 372,000 | 2.50% | ||
| 12 | STIFEL FINANCIAL CORP | 26,453 | 370,000 | 2.49% | ||
| 13 | Horizon Kinetics LLC | 24,544 | 343,000 | 2.31% | ||
| 14 | Greenwich Wealth Management LLC | 24,187 | 338,000 | 2.27% | ||
| 15 | BRAVE ASSET MANAGEMENT INC | 20,000 | 279,000 | 1.88% | ||
| 16 | Point View Wealth Management, Inc. | 19,586 | 274,000 | 1.84% | ||
| 17 | Clear Harbor Asset Management, LLC | 18,837 | 263,000 | 1.77% | ||
| 18 | Karpus Management, Inc. | 15,056 | 210,000 | 1.41% | ||
| 19 | Laurion Capital Management LP | 12,853 | 180,000 | 1.21% | ||
| 20 | ADVISOR GROUP, INC. | 11,731 | 163,000 | 1.10% | ||
| 21 | TFS CAPITAL LLC | 11,313 | 158,000 | 1.06% | ||
| 22 | AMERIPRISE FINANCIAL INC | 10,439 | 146,000 | 0.98% | ||
| 23 | ROYAL BANK OF CANADA | 10,480 | 146,000 | 0.98% | ||
| 24 | Thomas J. Herzfeld Advisors, Inc. | 10,400 | 145,000 | 0.98% | ||
| 25 | Catamount Wealth Management | 7,308 | 102,000 | 0.69% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 6,699 | 93,000 | 0.63% | ||
| 27 | People's United Financial, Inc. | 4,222 | 59,000 | 0.40% | ||
| 28 | M&R CAPITAL MANAGEMENT INC | 1,600 | 22,000 | 0.15% | ||
| 29 | WOLVERINE TRADING LP /BD | 15 | 209 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
