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NUVEEN S&P 500 BUY-WRITE INC
NUVEEN S&P 500 BUY-WRITE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 55 Institutional holders with a total value of $54,254,845.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 668,442 8,449,000 15.57%
2 MORGAN STANLEY 435,281 5,503,000 10.14%
3 Cordasco Financial Network 434,079 5,487,000 10.11%
4 GUGGENHEIM CAPITAL LLC 416,591 5,264,000 9.70%
5 UBS AG 328,541 4,153,000 7.65%
6 WELLS FARGO & COMPANY/MN 275,623 3,484,000 6.42%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 244,039 3,085,000 5.69%
8 Focused Wealth Management, Inc 164,514 2,079,000 3.83%
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 158,280 2,001,000 3.69%
10 Shaker Financial Services, LLC 145,381 1,838,000 3.39%
11 CREDIT SUISSE AG/ 144,916 1,832,000 3.38%
12 LPL Financial LLC 116,021 1,467,000 2.70%
13 Advisors Asset Management, Inc. 113,481 1,434,000 2.64%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 87,480 1,106,000 2.04%
15 BANK OF AMERICA CORP /DE/ 81,759 1,033,000 1.90%
16 Relative Value Partners, LLC 69,294 876,000 1.61%
17 Apriem Advisors 40,400 511,000 0.94%
18 First Allied Advisory Services, Inc. 37,330 472,000 0.87%
19 Commonwealth Equity Services, Inc 35,149 444,000 0.82%
20 STIFEL FINANCIAL CORP 33,580 424,000 0.78%
21 Waverly Advisors, LLC 32,014 405,000 0.75%
22 Cambridge Investment Research Advisors, Inc. 23,342 295,000 0.54%
23 ROBINSON CAPITAL MANAGEMENT, LLC 22,184 280,000 0.52%
24 DOLIVER ADVISORS, LP 19,734 249,000 0.46%
25 Valentine Capital Asset Management, Inc. 19,625 248,000 0.46%
26 B. Riley Wealth Advisors, Inc. 15,961 202,000 0.37%
27 VICUS CAPITAL 14,200 179,000 0.33%
28 AMERIPRISE FINANCIAL INC 13,554 171,000 0.32%
29 AQR CAPITAL MANAGEMENT LLC 13,487 170,000 0.31%
30 SUNFLOWER BANK, NA WEALTH MANAGEMENT 12,100 153,000 0.28%
31 Maryland Capital Management 10,700 135,000 0.25%
32 SHEPHERD KAPLAN KROCHUK, LLC 10,490 133,000 0.25%
33 ROYAL BANK OF CANADA 7,629 96,000 0.18%
34 NEW ENGLAND SECURITIES CORP /MA/ 6,729 85,000 0.16%
35 Thomas J. Herzfeld Advisors, Inc. 5,310 67,000 0.12%
36 First Horizon Advisors, Inc. 5,000 63,000 0.12%
37 DEUTSCHE BANK AG\ 3,875 48,000 0.09%
38 D.A. DAVIDSON & CO. 3,374 42,000 0.08%
39 WFG Advisors, LP 2,745 35,000 0.06%
40 SIGNATUREFD, LLC 2,720 34,000 0.06%
41 FIFTH THIRD BANCORP 2,627 33,000 0.06%
42 GLENMEDE TRUST CO NA 2,000 25,000 0.05%
43 CITIGROUP INC 1,818 22,000 0.04%
44 Hanson & Doremus Investment Management 1,653 21,000 0.04%
45 AMERICAN INTERNATIONAL GROUP, INC. 1,570 19,845 0.04%
46 PNC FINANCIAL SERVICES GROUP, INC. 1,178 16,000 0.03%
47 Creative Planning 1,160 15,000 0.03%
48 Formidable Asset Management, LLC 1,064 14,000 0.03%
49 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 1,000 13,000 0.02%
50 CAPTRUST FINANCIAL ADVISORS 1,000 13,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.