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NUVEEN S&P 500 BUY-WRITE COM
NUVEEN S&P 500 BUY-WRITE COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 74 Institutional holders with a total value of $186,421,379.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,989,429 76,665,000 41.12%
2 Invesco Ltd. 1,129,939 14,463,000 7.76%
3 UBS Group AG 853,866 10,929,000 5.86%
4 GUGGENHEIM CAPITAL LLC 774,990 9,919,000 5.32%
5 BANK OF AMERICA CORP /DE/ 661,216 8,464,000 4.54%
6 Cordasco Financial Network 650,722 8,329,000 4.47%
7 WELLS FARGO & COMPANY/MN 636,293 8,144,000 4.37%
8 LPL Financial LLC 393,458 4,981,000 2.67%
9 PARAMETRIC PORTFOLIO ASSOCIATES LLC 343,831 4,401,000 2.36%
10 CREDIT SUISSE AG/ 215,168 2,754,000 1.48%
11 STIFEL FINANCIAL CORP 214,138 2,741,000 1.47%
12 Focused Wealth Management, Inc 169,841 2,174,000 1.17%
13 COHEN & STEERS, INC. 155,685 1,993,000 1.07%
14 COHEN & STEERS CAPITAL MANAGEMENT INC 155,685 1,993,000 1.07%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 153,432 1,964,000 1.05%
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 139,865 1,790,000 0.96%
17 VICUS CAPITAL 130,997 1,677,000 0.90%
18 Commonwealth Equity Services, Inc 128,911 1,650,000 0.89%
19 AMERIPRISE FINANCIAL INC 120,420 1,541,000 0.83%
20 BRUDERMAN ASSET MANAGEMENT, LLC 118,470 1,516,000 0.81%
21 DOLIVER ADVISORS, LP 117,846 1,508,000 0.81%
22 Advisors Asset Management, Inc. 93,619 1,198,000 0.64%
23 Shaker Financial Services, LLC 91,017 1,165,000 0.62%
24 DEUTSCHE BANK AG\ 87,689 1,122,000 0.60%
25 GOLDMAN SACHS GROUP INC 77,144 987,000 0.53%
26 Cetera Advisor Networks LLC 71,455 913,000 0.49%
27 CITIGROUP INC 67,037 858,000 0.46%
28 Financial Sense Advisors, Inc. 61,187 783,000 0.42% PRN
29 Apriem Advisors 58,745 752,000 0.40%
30 LVW Advisors, LLC 57,961 742,000 0.40%
31 Janney Montgomery Scott LLC 55,768 714,000 0.38%
32 Cambridge Investment Research Advisors, Inc. 51,989 665,000 0.36%
33 Concert Wealth Management Inc. 48,443 576,000 0.31%
34 ROYAL BANK OF CANADA 43,763 560,000 0.30%
35 M&T BANK CORP 42,441 544,000 0.29%
36 Waverly Advisors, LLC 32,130 411,000 0.22%
37 Sigma Planning Corp 30,402 389,000 0.21%
38 HighTower Advisors, LLC 29,376 376,000 0.20%
39 RAYMOND JAMES & ASSOCIATES 27,313 350,000 0.19%
40 Virtu KCG Holdings LLC 22,155 284,000 0.15%
41 TFS CAPITAL LLC 21,761 279,000 0.15%
42 Patten Group, Inc. 21,449 275,000 0.15%
43 Cetera Advisors LLC 19,657 252,000 0.14%
44 Whitnell & Co. 17,422 223,000 0.12%
45 MSI Financial Services Inc 16,968 217,000 0.12%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,678 188,000 0.10%
47 POINTE CAPITAL MANAGEMENT LLC 14,119 181,000 0.10%
48 WEDBUSH SECURITIES INC 12,782 164,000 0.09%
49 OPPENHEIMER & CO INC 11,840 152,000 0.08%
50 PNC FINANCIAL SERVICES GROUP, INC. 11,674 150,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.