| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 32,890,000 | 18.15% | ||
| 2 | Invesco Ltd. | 2,347,272 | 28,074,000 | 15.49% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,851,927 | 22,149,000 | 12.22% | ||
| 4 | MORGAN STANLEY | 1,285,110 | 15,370,000 | 8.48% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 1,206,566 | 14,431,000 | 7.96% | ||
| 6 | Advisors Asset Management, Inc. | 1,136,834 | 13,597,000 | 7.50% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 378,629 | 4,528,000 | 2.50% | ||
| 8 | NEWGATE CAPITAL MANAGEMENT LLC | 315,393 | 3,772,000 | 2.08% | ||
| 9 | UBS AG | 307,200 | 3,674,000 | 2.03% | ||
| 10 | LPL Financial LLC | 299,101 | 3,577,000 | 1.97% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 268,231 | 3,208,000 | 1.77% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 236,005 | 2,823,000 | 1.56% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 213,678 | 2,556,000 | 1.41% | ||
| 14 | Trust Asset Management LLC | 185,093 | 2,214,000 | 1.22% | ||
| 15 | VNBTrust, National Association | 184,170 | 2,203,000 | 1.22% | ||
| 16 | WELLS FARGO & COMPANY/MN | 180,212 | 2,155,000 | 1.19% | ||
| 17 | CREDIT SUISSE AG/ | 151,373 | 1,810,000 | 1.00% | ||
| 18 | Horizon Kinetics LLC | 143,893 | 1,721,000 | 0.95% | ||
| 19 | Capital Investment Advisors, LLC | 131,160 | 1,568,671 | 0.87% | ||
| 20 | Absolute Return Capital, LLC | 118,241 | 1,414,000 | 0.78% | ||
| 21 | COHEN & STEERS, INC. | 113,172 | 1,354,000 | 0.75% | ||
| 22 | SeaBridge Investment Advisors LLC | 88,020 | 1,053,000 | 0.58% | ||
| 23 | CONNING INC. | 85,900 | 1,027,000 | 0.57% | ||
| 24 | Edgemoor Investment Advisors, Inc. | 81,292 | 972,000 | 0.54% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 71,364 | 854,000 | 0.47% | ||
| 26 | FIRST TRUST ADVISORS LP | 62,882 | 752,000 | 0.41% | ||
| 27 | Commonwealth Equity Services, Inc | 62,813 | 751,000 | 0.41% | ||
| 28 | CITIGROUP INC | 55,850 | 668,000 | 0.37% | ||
| 29 | TIEMANN INVESTMENT ADVISORS, LLC | 52,966 | 633,000 | 0.35% | ||
| 30 | AMERIPRISE FINANCIAL INC | 47,010 | 562,000 | 0.31% | ||
| 31 | IMA Advisory Services, Inc. | 46,398 | 555,000 | 0.31% | ||
| 32 | OPTIMUM INVESTMENT ADVISORS | 44,210 | 529,000 | 0.29% | ||
| 33 | Janney Montgomery Scott LLC | 41,636 | 497,967 | 0.27% | ||
| 34 | FRANKLIN RESOURCES INC | 40,000 | 478,000 | 0.26% | ||
| 35 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,923 | 477,000 | 0.26% | ||
| 36 | SHEETS SMITH WEALTH MANAGEMENT | 36,400 | 435,000 | 0.24% | ||
| 37 | Shaker Financial Services, LLC | 34,843 | 417,000 | 0.23% | ||
| 38 | First Houston Capital, Inc. | 33,700 | 403,000 | 0.22% | ||
| 39 | WOLVERINE ASSET MANAGEMENT LLC | 33,298 | 398,000 | 0.22% | ||
| 40 | ZAZOVE ASSOCIATES LLC | 32,071 | 384,000 | 0.21% | ||
| 41 | DEUTSCHE BANK AG\ | 32,000 | 381,000 | 0.21% | ||
| 42 | WFG Advisors, LP | 30,985 | 371,000 | 0.20% | ||
| 43 | OTA Financial Group L.P. | 30,318 | 362,000 | 0.20% | ||
| 44 | First Allied Advisory Services, Inc. | 29,000 | 347,000 | 0.19% | ||
| 45 | OPPENHEIMER & CO INC | 28,193 | 338,000 | 0.19% | ||
| 46 | Virtu KCG Holdings LLC | 22,381 | 268,000 | 0.15% | ||
| 47 | Cambridge Investment Research Advisors, Inc. | 22,153 | 265,000 | 0.15% | ||
| 48 | WEDBUSH SECURITIES INC | 17,975 | 215,000 | 0.12% | ||
| 49 | ROYAL BANK OF CANADA | 16,628 | 199,000 | 0.11% | ||
| 50 | Pekin Hardy Strauss, Inc. | 16,450 | 197,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
