| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 27,693,000 | 14.11% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,112,105 | 21,269,000 | 10.83% | ||
| 3 | Invesco Ltd. | 1,735,094 | 17,473,000 | 8.90% | ||
| 4 | MORGAN STANLEY | 1,706,057 | 17,180,000 | 8.75% | ||
| 5 | EATON VANCE MANAGEMENT | 1,374,384 | 13,813,000 | 7.04% | ||
| 6 | PRIVATE MANAGEMENT GROUP INC | 1,281,124 | 12,901,000 | 6.57% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,190,101 | 11,984,000 | 6.10% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 779,914 | 7,853,000 | 4.00% | ||
| 9 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 584,986 | 5,891,000 | 3.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 534,186 | 5,379,000 | 2.74% | ||
| 11 | JPMORGAN CHASE & CO | 517,600 | 5,212,000 | 2.66% | ||
| 12 | LPL Financial LLC | 509,611 | 5,111,000 | 2.60% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 393,377 | 3,961,000 | 2.02% | ||
| 14 | Yorktown Management & Research Co Inc | 380,000 | 3,827,000 | 1.95% | ||
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 367,475 | 3,700,000 | 1.88% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 311,184 | 3,134,000 | 1.60% | ||
| 17 | UBS Group AG | 268,113 | 2,700,000 | 1.38% | ||
| 18 | McGowan Group Asset Management, Inc. | 252,290 | 2,541,000 | 1.29% | ||
| 19 | COHEN & STEERS, INC. | 239,902 | 2,416,000 | 1.23% | ||
| 20 | CREDIT SUISSE AG/ | 179,259 | 1,805,000 | 0.92% | ||
| 21 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 153,944 | 1,550,000 | 0.79% | ||
| 22 | Limestone Value Partners, LLC | 141,181 | 1,461,000 | 0.74% | ||
| 23 | BAIRD FINANCIAL GROUP, INC. | 121,009 | 1,219,000 | 0.62% | ||
| 24 | Laurion Capital Management LP | 105,293 | 1,060,000 | 0.54% | ||
| 25 | AMERIPRISE FINANCIAL INC | 100,481 | 997,000 | 0.51% | ||
| 26 | Capital Investment Advisors, LLC | 98,307 | 990,000 | 0.50% | ||
| 27 | HUNTINGTON NATIONAL BANK | 79,545 | 900,000 | 0.46% | PRN | |
| 28 | CONNING INC. | 85,900 | 865,000 | 0.44% | ||
| 29 | Edgemoor Investment Advisors, Inc. | 84,842 | 854,000 | 0.44% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 83,890 | 845,000 | 0.43% | ||
| 31 | Advisors Asset Management, Inc. | 83,583 | 842,000 | 0.43% | ||
| 32 | Commonwealth Equity Services, Inc | 71,807 | 723,000 | 0.37% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,131 | 666,000 | 0.34% | ||
| 34 | DRW Securities, LLC | 51,500 | 519,000 | 0.26% | ||
| 35 | Horizon Kinetics LLC | 44,404 | 447,000 | 0.23% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 39,400 | 397,000 | 0.20% | ||
| 37 | SHEETS SMITH WEALTH MANAGEMENT | 38,300 | 386,000 | 0.20% | ||
| 38 | RELATIVE VALUE PARTNERS GROUP, LLC | 35,622 | 365,000 | 0.19% | ||
| 39 | Koshinski Asset Management, Inc. | 35,185 | 354,000 | 0.18% | ||
| 40 | Private Advisor Group, LLC | 34,835 | 351,000 | 0.18% | ||
| 41 | ZAZOVE ASSOCIATES LLC | 32,071 | 323,000 | 0.16% | ||
| 42 | TELEMUS CAPITAL, LLC | 32,025 | 322,000 | 0.16% | ||
| 43 | TIEMANN INVESTMENT ADVISORS, LLC | 29,958 | 302,000 | 0.15% | ||
| 44 | ROBINSON CAPITAL MANAGEMENT, LLC | 28,800 | 290,000 | 0.15% | ||
| 45 | ROYAL BANK OF CANADA | 25,990 | 262,000 | 0.13% | ||
| 46 | OPPENHEIMER & CO INC | 24,780 | 249,000 | 0.13% | ||
| 47 | Swift Run Capital Management, LLC | 23,000 | 232,000 | 0.12% | ||
| 48 | IFP ADVISORS, INC | 21,984 | 221,000 | 0.11% | ||
| 49 | Carnegie Investment Counsel | 19,000 | 191,000 | 0.10% | ||
| 50 | DOLIVER ADVISORS, LP | 18,601 | 187,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
