| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 31,102,000 | 16.88% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,238,553 | 25,318,000 | 13.74% | ||
| 3 | MORGAN STANLEY | 1,719,479 | 19,448,000 | 10.56% | ||
| 4 | Invesco Ltd. | 1,365,392 | 15,443,000 | 8.38% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,227,585 | 13,882,000 | 7.54% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 982,171 | 11,109,000 | 6.03% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 585,593 | 6,623,000 | 3.60% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 449,560 | 5,120,000 | 2.78% | ||
| 9 | JPMORGAN CHASE & CO | 427,000 | 4,829,000 | 2.62% | ||
| 10 | Trust Asset Management LLC | 400,501 | 4,530,000 | 2.46% | ||
| 11 | UBS Group AG | 366,775 | 4,148,000 | 2.25% | ||
| 12 | Advisors Asset Management, Inc. | 364,504 | 4,123,000 | 2.24% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 318,882 | 3,607,000 | 1.96% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 269,528 | 3,048,000 | 1.65% | ||
| 15 | WELLS FARGO & COMPANY/MN | 223,756 | 2,531,000 | 1.37% | ||
| 16 | LPL Financial LLC | 196,751 | 2,233,000 | 1.21% | ||
| 17 | EATON VANCE MANAGEMENT | 175,651 | 1,987,000 | 1.08% | ||
| 18 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 174,013 | 1,968,000 | 1.07% | ||
| 19 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 146,886 | 1,661,000 | 0.90% | ||
| 20 | CREDIT SUISSE AG/ | 143,973 | 1,628,000 | 0.88% | ||
| 21 | Horizon Kinetics LLC | 133,240 | 1,507,000 | 0.82% | ||
| 22 | BB&T SECURITIES, LLC | 12,650 | 1,430,000 | 0.78% | ||
| 23 | Capital Investment Advisors, LLC | 118,690 | 1,393,000 | 0.76% | ||
| 24 | COHEN & STEERS, INC. | 108,716 | 1,230,000 | 0.67% | ||
| 25 | COHEN & STEERS CAPITAL MANAGEMENT INC | 108,716 | 1,230,000 | 0.67% | ||
| 26 | AMERIPRISE FINANCIAL INC | 100,612 | 1,138,000 | 0.62% | ||
| 27 | DRW Securities, LLC | 95,124 | 1,076,000 | 0.58% | ||
| 28 | CONNING INC. | 85,900 | 972,000 | 0.53% | ||
| 29 | Edgemoor Investment Advisors, Inc. | 84,842 | 960,000 | 0.52% | ||
| 30 | HUNTINGTON NATIONAL BANK | 79,545 | 900,000 | 0.49% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,654 | 867,000 | 0.47% | ||
| 32 | Koshinski Asset Management, Inc. | 61,500 | 696,000 | 0.38% | ||
| 33 | Commonwealth Equity Services, Inc | 59,453 | 672,000 | 0.36% | ||
| 34 | BLACKROCK ADVISORS LLC | 46,098 | 521,000 | 0.28% | ||
| 35 | Coe Capital Management, LLC | 40,000 | 452,400 | 0.25% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 38,300 | 433,000 | 0.24% | ||
| 37 | TIEMANN INVESTMENT ADVISORS, LLC | 34,067 | 385,000 | 0.21% | ||
| 38 | Janney Montgomery Scott LLC | 33,476 | 379,000 | 0.21% | ||
| 39 | SHEETS SMITH WEALTH MANAGEMENT | 33,000 | 373,000 | 0.20% | ||
| 40 | ZAZOVE ASSOCIATES LLC | 32,071 | 363,000 | 0.20% | ||
| 41 | OPPENHEIMER & CO INC | 30,231 | 342,000 | 0.19% | ||
| 42 | Swift Run Capital Management, LLC | 23,000 | 260,000 | 0.14% | ||
| 43 | Sigma Planning Corp | 20,887 | 236,000 | 0.13% | ||
| 44 | ROYAL BANK OF CANADA | 17,827 | 202,000 | 0.11% | ||
| 45 | Carnegie Investment Counsel | 17,500 | 199,000 | 0.11% | ||
| 46 | Bank of New York Mellon Corp | 15,131 | 171,000 | 0.09% | ||
| 47 | BHF Kleinwort Benson Group S.A. | 15,000 | 170,000 | 0.09% | ||
| 48 | LVW Advisors, LLC | 13,000 | 147,000 | 0.08% | ||
| 49 | First Houston Capital, Inc. | 11,700 | 132,000 | 0.07% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 11,567 | 131,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.