| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 2,750,000 | 30,223,000 | 17.01% | ||
| 2 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,194,039 | 24,112,000 | 13.57% | ||
| 3 | Invesco Ltd. | 1,715,507 | 18,853,000 | 10.61% | ||
| 4 | MORGAN STANLEY | 1,695,599 | 18,635,000 | 10.49% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,245,443 | 13,686,000 | 7.70% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 834,015 | 9,165,000 | 5.16% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 587,976 | 6,462,000 | 3.64% | ||
| 8 | JPMORGAN CHASE & CO | 427,000 | 4,693,000 | 2.64% | ||
| 9 | Advisors Asset Management, Inc. | 409,775 | 4,503,000 | 2.53% | ||
| 10 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 365,828 | 4,020,000 | 2.26% | ||
| 11 | Trust Asset Management LLC | 323,076 | 3,551,000 | 2.00% | ||
| 12 | NEWGATE CAPITAL MANAGEMENT LLC | 318,901 | 3,485,000 | 1.96% | ||
| 13 | UBS Group AG | 279,305 | 3,069,000 | 1.73% | ||
| 14 | WELLS FARGO & COMPANY/MN | 261,931 | 2,879,000 | 1.62% | ||
| 15 | LPL Financial LLC | 215,390 | 2,367,000 | 1.33% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 200,061 | 2,199,000 | 1.24% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 193,902 | 2,131,000 | 1.20% | ||
| 18 | CREDIT SUISSE AG/ | 147,973 | 1,626,000 | 0.92% | ||
| 19 | Horizon Kinetics LLC | 135,674 | 1,491,000 | 0.84% | ||
| 20 | BB&T SECURITIES, LLC | 12,650 | 1,390,000 | 0.78% | ||
| 21 | Capital Investment Advisors, LLC | 123,602 | 1,358,000 | 0.76% | ||
| 22 | CORNERSTONE ADVISORS INC | 101,995 | 1,121,000 | 0.63% | ||
| 23 | AMERIPRISE FINANCIAL INC | 96,390 | 1,059,000 | 0.60% | ||
| 24 | IRON Financial LLC | 9,335 | 1,026,000 | 0.58% | ||
| 25 | CONNING INC. | 85,900 | 944,000 | 0.53% | ||
| 26 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 85,802 | 943,000 | 0.53% | ||
| 27 | Edgemoor Investment Advisors, Inc. | 80,842 | 888,000 | 0.50% | ||
| 28 | HUNTINGTON NATIONAL BANK | 79,545 | 874,000 | 0.49% | PRN | |
| 29 | SG Americas Securities, LLC | 77,064 | 847,000 | 0.48% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 69,254 | 761,000 | 0.43% | ||
| 31 | DRW Securities, LLC | 69,224 | 761,000 | 0.43% | ||
| 32 | Koshinski Asset Management, Inc. | 57,103 | 628,000 | 0.35% | ||
| 33 | Laurion Capital Management LP | 56,977 | 626,000 | 0.35% | ||
| 34 | Commonwealth Equity Services, Inc | 56,098 | 617,000 | 0.35% | ||
| 35 | WFG Advisors, LP | 54,162 | 595,000 | 0.33% | ||
| 36 | OPTIMUM INVESTMENT ADVISORS | 39,700 | 436,000 | 0.25% | ||
| 37 | SHEETS SMITH WEALTH MANAGEMENT | 36,000 | 396,000 | 0.22% | ||
| 38 | TIEMANN INVESTMENT ADVISORS, LLC | 35,296 | 388,000 | 0.22% | ||
| 39 | DEUTSCHE BANK AG\ | 35,000 | 383,000 | 0.22% | ||
| 40 | Janney Montgomery Scott LLC | 32,784 | 360,296 | 0.20% | ||
| 41 | ZAZOVE ASSOCIATES LLC | 32,071 | 352,000 | 0.20% | ||
| 42 | OPPENHEIMER & CO INC | 30,136 | 331,000 | 0.19% | ||
| 43 | Coe Capital Management, LLC | 30,000 | 329,700 | 0.19% | ||
| 44 | Sigma Planning Corp | 25,522 | 280,000 | 0.16% | ||
| 45 | Swift Run Capital Management, LLC | 23,000 | 253,000 | 0.14% | ||
| 46 | ROYAL BANK OF CANADA | 17,550 | 193,000 | 0.11% | ||
| 47 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,445 | 192,000 | 0.11% | ||
| 48 | Carnegie Investment Counsel | 17,500 | 191,000 | 0.11% | ||
| 49 | BLACKROCK ADVISORS LLC | 16,245 | 179,000 | 0.10% | ||
| 50 | BHF Kleinwort Benson Group S.A. | 15,000 | 165,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
