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NUVEEN FLOATING RATE INCOME
NUVEEN FLOATING RATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 72 Institutional holders with a total value of $183,451,705.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 1,000 10,000 0.01%
2 WESTPORT RESOURCES MANAGEMENT INC 1,300 14,000 0.01%
3 Blume Capital Management, Inc. 1,500 16,000 0.01%
4 FIFTH THIRD BANCORP 1,573 17,000 0.01%
5 CITIGROUP INC 2,257 25,000 0.01%
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,286 25,000 0.01%
7 Focused Wealth Management, Inc 3,005 32,000 0.02%
8 DEUTSCHE BANK AG\ 3,000 32,000 0.02%
9 WOODMONT INVESTMENT COUNSEL LLC 3,347 36,000 0.02%
10 PNC FINANCIAL SERVICES GROUP, INC. 4,046 43,000 0.02%
11 MSI Financial Services Inc 3,983 43,000 0.02%
12 AMERICAN INTERNATIONAL GROUP, INC. 4,775 51,284 0.03%
13 WFG Advisors, LP 6,090 65,000 0.04%
14 Winslow, Evans & Crocker, Inc. 6,256 67,180 0.04%
15 Apriem Advisors 6,716 72,000 0.04%
16 D.A. DAVIDSON & CO. 7,800 83,000 0.05%
17 Pekin Hardy Strauss, Inc. 10,450 112,000 0.06%
18 Virtu KCG Holdings LLC 10,511 113,000 0.06%
19 Cetera Advisors LLC 11,284 122,000 0.07%
20 FIRST TRUST ADVISORS LP 11,657 125,000 0.07%
21 First Houston Capital, Inc. 11,700 132,000 0.07%
22 BB&T SECURITIES, LLC 12,650 135,000 0.07%
23 Bank of New York Mellon Corp 14,822 159,000 0.09%
24 BHF Kleinwort Benson Group S.A. 15,000 161,000 0.09%
25 Carnegie Investment Counsel 17,500 188,000 0.10%
26 Sigma Planning Corp 17,659 190,000 0.10%
27 Janney Montgomery Scott LLC 19,799 212,641 0.12%
28 ROYAL BANK OF CANADA 22,411 240,000 0.13%
29 Swift Run Capital Management, LLC 23,000 247,000 0.13%
30 Allen Investment Management, LLC 30,144 324,000 0.18%
31 OPPENHEIMER & CO INC 30,371 325,000 0.18%
32 ZAZOVE ASSOCIATES LLC 32,071 344,000 0.19%
33 Raymond James Financial Services Advisors, Inc. 33,100 355,000 0.19%
34 SHEETS SMITH WEALTH MANAGEMENT 34,000 365,000 0.20%
35 TIEMANN INVESTMENT ADVISORS, LLC 34,098 366,000 0.20%
36 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 35,269 379,000 0.21%
37 Coe Capital Management, LLC 40,000 429,600 0.23%
38 ALLIANCEBERNSTEIN L.P. 45,300 487,000 0.27%
39 HUNTINGTON NATIONAL BANK 49,731 534,000 0.29% PRN
40 Koshinski Asset Management, Inc. 55,685 598,000 0.33%
41 DOLIVER ADVISORS, LP 68,695 738,000 0.40%
42 Commonwealth Equity Services, Inc 70,480 757,000 0.41%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 76,484 821,000 0.45%
44 Edgemoor Investment Advisors, Inc. 84,842 911,000 0.50%
45 CONNING INC. 85,900 923,000 0.50%
46 DRW Securities, LLC 89,877 965,000 0.53%
47 BLACKROCK ADVISORS LLC 100,710 1,082,000 0.59%
48 AMERIPRISE FINANCIAL INC 102,671 1,102,000 0.60%
49 Capital Investment Advisors, LLC 112,868 1,212,000 0.66%
50 Horizon Kinetics LLC 132,672 1,425,000 0.78%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.