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NUVEEN FLOATING RATE INCOME
NUVEEN FLOATING RATE INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 72 Institutional holders with a total value of $169,647,996.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HOWE & RUSLING INC 400 5,000 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 875 10,000 0.01%
3 Focused Wealth Management, Inc 1,005 12,000 0.01%
4 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,177 14,000 0.01%
5 D.A. DAVIDSON & CO. 1,614 18,000 0.01%
6 IHT WEALTH MANAGEMENT, LLC 1,919 22,000 0.01%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,534 30,000 0.02%
8 ADVISOR GROUP, INC. 2,849 34,000 0.02%
9 Creative Planning 3,245 38,000 0.02%
10 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,400 39,000 0.02%
11 GENEOS WEALTH MANAGEMENT INC. 3,400 39,000 0.02%
12 CITIGROUP INC 3,807 44,000 0.03%
13 Apriem Advisors 4,693 55,000 0.03%
14 WFG Advisors, LP 5,600 65,000 0.04%
15 MSI Financial Services Inc 6,195 72,000 0.04%
16 Winslow, Evans & Crocker, Inc. 6,256 72,996 0.04%
17 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 9,837 115,000 0.07%
18 PNC FINANCIAL SERVICES GROUP, INC. 10,167 120,000 0.07%
19 FIRST TRUST ADVISORS LP 10,485 122,000 0.07%
20 B. Riley Wealth Advisors, Inc. 10,806 127,000 0.07%
21 Cetera Advisors LLC 11,284 132,000 0.08%
22 Janney Montgomery Scott LLC 16,167 189,000 0.11%
23 WEALTHSOURCE PARTNERS, LLC 16,502 193,000 0.11%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 17,341 202,000 0.12%
25 GIRARD SECURITIES, INC. 18,206 212,000 0.12%
26 Carnegie Investment Counsel 19,000 221,000 0.13%
27 STIFEL FINANCIAL CORP 22,797 266,000 0.16%
28 Swift Run Capital Management, LLC 23,000 268,000 0.16%
29 NEXT Financial Group, Inc 23,800 278,000 0.16%
30 SEARLE & CO. 25,000 292,000 0.17%
31 WEDBUSH SECURITIES INC 26,875 314,000 0.19%
32 ROYAL BANK OF CANADA 27,718 323,000 0.19%
33 TIEMANN INVESTMENT ADVISORS, LLC 29,408 343,000 0.20%
34 TELEMUS CAPITAL, LLC 34,150 399,000 0.24%
35 Koshinski Asset Management, Inc. 35,917 419,000 0.25%
36 Horizon Kinetics LLC 36,485 426,000 0.25%
37 IFP ADVISORS, INC 36,642 428,000 0.25%
38 SHEETS SMITH WEALTH MANAGEMENT 37,600 439,000 0.26%
39 Jaffetilchin Investment Partners, LLC 38,093 445,000 0.26%
40 Sigma Planning Corp 39,959 466,000 0.27%
41 OPTIMUM INVESTMENT ADVISORS 40,950 478,000 0.28%
42 OPPENHEIMER & CO INC 49,486 578,000 0.34%
43 Commonwealth Equity Services, Inc 59,801 698,000 0.41%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 65,521 763,000 0.45%
45 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 76,100 888,000 0.52%
46 Capital Investment Advisors, LLC 80,624 941,000 0.55%
47 CREDIT SUISSE AG/ 84,533 986,000 0.58%
48 CONNING INC. 85,900 1,002,000 0.59%
49 Edgemoor Investment Advisors, Inc. 88,162 1,029,000 0.61%
50 Private Advisor Group, LLC 94,606 1,123,000 0.66%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.