| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,131,647 | 11,263,000 | 14.44% | ||
| 2 | Invesco Ltd. | 1,097,989 | 10,925,000 | 14.01% | ||
| 3 | MORGAN STANLEY | 949,588 | 9,449,000 | 12.12% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 471,772 | 4,694,000 | 6.02% | ||
| 5 | JPMORGAN CHASE & CO | 423,000 | 4,209,000 | 5.40% | ||
| 6 | Yorktown Management & Research Co Inc | 402,000 | 4,000,000 | 5.13% | ||
| 7 | Windsor Capital Management, LLC | 328,149 | 3,265,000 | 4.19% | ||
| 8 | Advisors Asset Management, Inc. | 298,412 | 2,969,000 | 3.81% | ||
| 9 | Gradient Investments LLC | 274,872 | 2,735,000 | 3.51% | ||
| 10 | EATON VANCE MANAGEMENT | 269,352 | 2,680,000 | 3.44% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 265,376 | 2,640,000 | 3.39% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 224,430 | 2,233,000 | 2.86% | ||
| 13 | LPL Financial LLC | 117,286 | 1,159,000 | 1.49% | ||
| 14 | Kohlberg Kravis Roberts & Co. L.P. | 116,100 | 1,155,000 | 1.48% | ||
| 15 | COHEN & STEERS, INC. | 114,075 | 1,135,000 | 1.46% | ||
| 16 | Cetera Advisors LLC | 106,769 | 1,062,000 | 1.36% | ||
| 17 | Horizon Kinetics LLC | 88,769 | 883,000 | 1.13% | ||
| 18 | ProVise Management Group, LLC | 86,646 | 862,000 | 1.11% | ||
| 19 | Kellner Capital, LLC | 75,866 | 755,000 | 0.97% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 67,895 | 676,000 | 0.87% | ||
| 21 | BLACKROCK ADVISORS LLC | 67,301 | 670,000 | 0.86% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 66,408 | 661,000 | 0.85% | ||
| 23 | AMERIPRISE FINANCIAL INC | 63,757 | 634,000 | 0.81% | ||
| 24 | ROYAL BANK OF CANADA | 57,826 | 575,000 | 0.74% | ||
| 25 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 53,545 | 533,000 | 0.68% | ||
| 26 | HUNTINGTON NATIONAL BANK | 48,740 | 485,000 | 0.62% | PRN | |
| 27 | INVESTMENT CENTERS OF AMERICA INC | 42,271 | 421,000 | 0.54% | ||
| 28 | UBS Group AG | 41,554 | 413,000 | 0.53% | ||
| 29 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 39,100 | 389,000 | 0.50% | ||
| 30 | WELLS FARGO & COMPANY/MN | 36,892 | 367,000 | 0.47% | ||
| 31 | ZAZOVE ASSOCIATES LLC | 34,542 | 344,000 | 0.44% | ||
| 32 | Allen Investment Management, LLC | 29,467 | 293,000 | 0.38% | ||
| 33 | CAXTON CORP | 28,207 | 281,000 | 0.36% | ||
| 34 | Shaker Financial Services, LLC | 28,290 | 281,000 | 0.36% | ||
| 35 | MSI Financial Services Inc | 27,062 | 269,000 | 0.34% | ||
| 36 | TIEMANN INVESTMENT ADVISORS, LLC | 24,302 | 242,000 | 0.31% | ||
| 37 | Cambridge Investment Research Advisors, Inc. | 22,586 | 225,000 | 0.29% | ||
| 38 | Commonwealth Equity Services, Inc | 20,759 | 207,000 | 0.27% | ||
| 39 | Carnick & Kubik, LLC | 20,728 | 206,246 | 0.26% | ||
| 40 | Sigma Planning Corp | 19,160 | 191,000 | 0.24% | ||
| 41 | Annex Advisory Services, LLC | 18,492 | 184,000 | 0.24% | ||
| 42 | Carnegie Investment Counsel | 15,200 | 152,000 | 0.19% | ||
| 43 | OPPENHEIMER & CO INC | 14,402 | 143,000 | 0.18% | ||
| 44 | Bank of New York Mellon Corp | 14,375 | 143,000 | 0.18% | ||
| 45 | FIRST FOUNDATION ADVISORS | 11,709 | 117,000 | 0.15% | ||
| 46 | SHEETS SMITH WEALTH MANAGEMENT | 11,400 | 113,000 | 0.14% | ||
| 47 | SMITH HAYES Advisers, Inc | 10,859 | 108,000 | 0.14% | ||
| 48 | M&T BANK CORP | 10,794 | 107,000 | 0.14% | ||
| 49 | VICUS CAPITAL | 10,140 | 101,000 | 0.13% | ||
| 50 | OPTIMUM INVESTMENT ADVISORS | 10,000 | 100,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
