| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 1,723,260 | 19,421,000 | 22.63% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,029,748 | 11,604,000 | 13.52% | ||
| 3 | MORGAN STANLEY | 859,311 | 9,684,000 | 11.29% | ||
| 4 | JPMORGAN CHASE & CO | 447,000 | 5,037,000 | 5.87% | ||
| 5 | Advisors Asset Management, Inc. | 367,184 | 4,138,000 | 4.82% | ||
| 6 | Windsor Capital Management, LLC | 344,955 | 3,888,000 | 4.53% | ||
| 7 | Trust Asset Management LLC | 334,886 | 3,774,000 | 4.40% | ||
| 8 | Relative Value Partners, LLC | 223,682 | 2,521,000 | 2.94% | ||
| 9 | LPL Financial LLC | 209,430 | 2,360,000 | 2.75% | ||
| 10 | Gradient Investments LLC | 204,401 | 2,304,000 | 2.69% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 187,016 | 2,108,000 | 2.46% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 174,821 | 1,970,000 | 2.30% | ||
| 13 | Taylor Frigon Capital Management LLC | 174,385 | 1,965,000 | 2.29% | ||
| 14 | Horizon Kinetics LLC | 151,550 | 1,708,000 | 1.99% | ||
| 15 | ROYAL BANK OF CANADA | 110,208 | 1,242,000 | 1.45% | ||
| 16 | Cetera Advisors LLC | 99,749 | 1,121,000 | 1.31% | ||
| 17 | ProVise Management Group, LLC | 88,494 | 997,000 | 1.16% | ||
| 18 | HUNTINGTON NATIONAL BANK | 78,521 | 885,000 | 1.03% | PRN | |
| 19 | AMERIPRISE FINANCIAL INC | 60,438 | 682,000 | 0.79% | ||
| 20 | UBS Group AG | 54,451 | 614,000 | 0.72% | ||
| 21 | SG Americas Securities, LLC | 49,632 | 559,000 | 0.65% | ||
| 22 | Laurion Capital Management LP | 43,139 | 486,000 | 0.57% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,418 | 478,000 | 0.56% | ||
| 24 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 39,100 | 438,000 | 0.51% | ||
| 25 | WELLS FARGO & COMPANY/MN | 37,988 | 429,000 | 0.50% | ||
| 26 | ZAZOVE ASSOCIATES LLC | 34,542 | 389,000 | 0.45% | ||
| 27 | MSI Financial Services Inc | 32,434 | 366,000 | 0.43% | ||
| 28 | CAZ INVESTMENTS LP | 28,522 | 321,000 | 0.37% | ||
| 29 | INVESTMENT CENTERS OF AMERICA INC | 27,751 | 314,000 | 0.37% | ||
| 30 | TIEMANN INVESTMENT ADVISORS, LLC | 25,066 | 282,000 | 0.33% | ||
| 31 | Commonwealth Equity Services, Inc | 23,593 | 266,000 | 0.31% | ||
| 32 | Argentus Capital Management, LLC | 22,644 | 256,000 | 0.30% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 21,668 | 244,000 | 0.28% | ||
| 34 | CORNERSTONE ADVISORS INC | 21,172 | 239,000 | 0.28% | ||
| 35 | OPPENHEIMER & CO INC | 18,570 | 209,000 | 0.24% | ||
| 36 | Annex Advisory Services, LLC | 17,692 | 199,000 | 0.23% | ||
| 37 | Sigma Planning Corp | 16,436 | 185,000 | 0.22% | ||
| 38 | BLACKROCK ADVISORS LLC | 15,943 | 180,000 | 0.21% | ||
| 39 | M&T BANK CORP | 14,497 | 163,000 | 0.19% | ||
| 40 | Carnegie Investment Counsel | 13,700 | 152,000 | 0.18% | ||
| 41 | VICUS CAPITAL | 13,225 | 149,000 | 0.17% | ||
| 42 | Bank of New York Mellon Corp | 13,001 | 147,000 | 0.17% | ||
| 43 | DOLIVER ADVISORS, LP | 15,520 | 136,000 | 0.16% | ||
| 44 | FIRST FOUNDATION ADVISORS | 11,709 | 132,000 | 0.15% | ||
| 45 | SHEETS SMITH WEALTH MANAGEMENT | 11,400 | 128,000 | 0.15% | ||
| 46 | Capital Investment Advisors, LLC | 10,490 | 118,000 | 0.14% | ||
| 47 | GOLDMAN SACHS GROUP INC | 10,289 | 116,000 | 0.14% | ||
| 48 | OPTIMUM INVESTMENT ADVISORS | 10,000 | 113,000 | 0.13% | ||
| 49 | COHEN & STEERS, INC. | 9,648 | 109,000 | 0.13% | ||
| 50 | NATIONAL PLANNING CORP | 9,833 | 108,458 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
