| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,351,228 | 17,539,000 | 21.14% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,257,870 | 16,327,000 | 19.68% | ||
| 3 | MORGAN STANLEY | 352,329 | 4,573,000 | 5.51% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 318,867 | 4,139,000 | 4.99% | ||
| 5 | Invesco Ltd. | 298,944 | 3,880,000 | 4.68% | ||
| 6 | Advisors Asset Management, Inc. | 295,189 | 3,832,000 | 4.62% | ||
| 7 | COHEN & STEERS, INC. | 259,908 | 3,374,000 | 4.07% | ||
| 8 | Global Endowment Management, LP | 246,680 | 3,202,000 | 3.86% | ||
| 9 | ROYAL BANK OF CANADA | 154,659 | 2,007,000 | 2.42% | ||
| 10 | Gruss Capital Management LP | 149,476 | 1,940,000 | 2.34% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 141,542 | 1,837,000 | 2.21% | ||
| 12 | WELLS FARGO & COMPANY/MN | 134,266 | 1,743,000 | 2.10% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 129,882 | 1,686,000 | 2.03% | ||
| 14 | GOLDMAN SACHS GROUP INC | 122,597 | 1,591,000 | 1.92% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 116,779 | 1,516,000 | 1.83% | ||
| 16 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 106,700 | 1,385,000 | 1.67% | ||
| 17 | WHITEBOX ADVISORS LLC | 100,000 | 1,298,000 | 1.56% | ||
| 18 | UBS AG | 93,396 | 1,212,000 | 1.46% | ||
| 19 | NEWGATE CAPITAL MANAGEMENT LLC | 77,775 | 1,010,000 | 1.22% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 72,183 | 937,000 | 1.13% | ||
| 21 | TFS CAPITAL LLC | 52,874 | 686,000 | 0.83% | ||
| 22 | Horizon Kinetics LLC | 49,951 | 648,000 | 0.78% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 43,002 | 558,000 | 0.67% | ||
| 24 | VAN ECK ASSOCIATES CORP | 37,076 | 481,000 | 0.58% | ||
| 25 | 1ST SOURCE BANK | 37,000 | 480,000 | 0.58% | ||
| 26 | MSI Financial Services Inc | 36,182 | 470,000 | 0.57% | ||
| 27 | LPL Financial LLC | 30,245 | 393,000 | 0.47% | ||
| 28 | DOLIVER ADVISORS, LP | 26,325 | 342,000 | 0.41% | ||
| 29 | HighTower Advisors, LLC | 25,142 | 326,000 | 0.39% | ||
| 30 | Capital Investment Advisors, LLC | 21,096 | 273,822 | 0.33% | ||
| 31 | BENJAMIN F. EDWARDS & COMPANY, INC. | 20,178 | 262,000 | 0.32% | ||
| 32 | VICUS CAPITAL | 18,584 | 241,000 | 0.29% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,205 | 236,000 | 0.28% | ||
| 34 | KMS FINANCIAL SERVICES, INC | 18,000 | 234,000 | 0.28% | ||
| 35 | GOODWIN DANIEL L | 17,000 | 221,000 | 0.27% | ||
| 36 | US BANCORP \DE\ | 17,014 | 221,000 | 0.27% | ||
| 37 | B. Riley Wealth Management, Inc. | 16,435 | 213,000 | 0.26% | ||
| 38 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 14,276 | 185,000 | 0.22% | ||
| 39 | DAVENPORT & Co LLC | 14,230 | 184,705 | 0.22% | ||
| 40 | COMERICA BANK | 13,868 | 180,000 | 0.22% | ||
| 41 | MARINER INVESTMENT GROUP LLC | 13,304 | 173,000 | 0.21% | ||
| 42 | First Allied Advisory Services, Inc. | 13,000 | 169,000 | 0.20% | ||
| 43 | ALLIANCEBERNSTEIN L.P. | 10,146 | 132,000 | 0.16% | ||
| 44 | Creative Planning | 7,594 | 99,000 | 0.12% | ||
| 45 | FIFTH THIRD BANCORP | 7,228 | 94,000 | 0.11% | ||
| 46 | D.A. DAVIDSON & CO. | 5,000 | 64,000 | 0.08% | ||
| 47 | DEUTSCHE BANK AG\ | 4,000 | 51,000 | 0.06% | ||
| 48 | BlackRock Investment Management, LLC | 3,418 | 44,000 | 0.05% | ||
| 49 | Apriem Advisors | 3,000 | 39,000 | 0.05% | ||
| 50 | CITIGROUP INC | 2,956 | 38,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
