| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,673,927 | 22,581,000 | 24.42% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 877,055 | 11,831,000 | 12.80% | ||
| 3 | Invesco Ltd. | 491,357 | 6,628,000 | 7.17% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 398,694 | 5,377,000 | 5.82% | ||
| 5 | OAK HILL ADVISORS LP | 319,694 | 4,313,000 | 4.66% | ||
| 6 | MORGAN STANLEY | 280,993 | 3,791,000 | 4.10% | ||
| 7 | Robert W. Baird & Co. Inc | 215,137 | 2,902,000 | 3.14% | SH | |
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 203,414 | 2,744,000 | 2.97% | ||
| 9 | Global Endowment Management, LP | 180,580 | 2,436,000 | 2.63% | ||
| 10 | Advisors Asset Management, Inc. | 166,276 | 2,243,000 | 2.43% | ||
| 11 | WHITEBOX ADVISORS LLC | 156,210 | 2,107,000 | 2.28% | ||
| 12 | PNC FINANCIAL SERVICES GROUP, INC. | 142,263 | 1,920,000 | 2.08% | ||
| 13 | 1607 Capital Partners, LLC | 136,632 | 1,843,000 | 1.99% | ||
| 14 | Bulldog Investors, LLP | 135,234 | 1,824,000 | 1.97% | ||
| 15 | ROYAL BANK OF CANADA | 127,856 | 1,725,000 | 1.87% | ||
| 16 | WELLS FARGO & COMPANY/MN | 121,792 | 1,643,000 | 1.78% | ||
| 17 | Yakira Capital Management, Inc. | 114,366 | 1,543,000 | 1.67% | ||
| 18 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 105,306 | 1,421,000 | 1.54% | ||
| 19 | ICON ADVISERS INC/CO | 98,241 | 1,325,000 | 1.43% | ||
| 20 | GOLDMAN SACHS GROUP INC | 87,913 | 1,186,000 | 1.28% | ||
| 21 | UBS AG | 79,359 | 1,071,000 | 1.16% | ||
| 22 | Del Mar Asset Management, LP | 74,202 | 1,001,000 | 1.08% | ||
| 23 | DOLIVER ADVISORS, LP | 63,878 | 862,000 | 0.93% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 61,308 | 827,000 | 0.89% | ||
| 25 | TFS CAPITAL LLC | 60,520 | 816,000 | 0.88% | ||
| 26 | AQR CAPITAL MANAGEMENT LLC | 55,020 | 742,000 | 0.80% | ||
| 27 | VAN ECK ASSOCIATES CORP | 41,814 | 564,000 | 0.61% | ||
| 28 | Horizon Kinetics LLC | 39,106 | 528,000 | 0.57% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 34,803 | 469,000 | 0.51% | ||
| 30 | MARINER INVESTMENT GROUP LLC | 27,341 | 369,000 | 0.40% | ||
| 31 | LPL Financial LLC | 25,999 | 352,000 | 0.38% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 24,405 | 329,000 | 0.36% | ||
| 33 | Capital Investment Advisors, LLC | 23,175 | 313,000 | 0.34% | ||
| 34 | VICUS CAPITAL | 19,128 | 258,000 | 0.28% | ||
| 35 | HighTower Advisors, LLC | 19,150 | 258,000 | 0.28% | ||
| 36 | US BANCORP \DE\ | 17,474 | 236,000 | 0.26% | ||
| 37 | SIT INVESTMENT ASSOCIATES INC | 15,114 | 204,000 | 0.22% | ||
| 38 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,948 | 202,000 | 0.22% | ||
| 39 | WEDBUSH SECURITIES INC | 14,702 | 198,000 | 0.21% | ||
| 40 | Arete Wealth Advisors, LLC | 12,380 | 167,000 | 0.18% | ||
| 41 | GOODWIN DANIEL L | 12,017 | 162,000 | 0.18% | ||
| 42 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 10,992 | 148,000 | 0.16% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 10,094 | 136,000 | 0.15% | ||
| 44 | BLAIR WILLIAM & CO/IL | 10,000 | 135,000 | 0.15% | ||
| 45 | B. Riley Wealth Management, Inc. | 8,208 | 110,000 | 0.12% | ||
| 46 | Creative Planning | 7,594 | 102,000 | 0.11% | ||
| 47 | FIFTH THIRD BANCORP | 7,220 | 97,000 | 0.10% | ||
| 48 | DEUTSCHE BANK AG\ | 6,804 | 91,000 | 0.10% | ||
| 49 | MSI Financial Services Inc | 4,750 | 64,000 | 0.07% | ||
| 50 | D.A. DAVIDSON & CO. | 3,500 | 47,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
