| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,012,601 | 13,933,000 | 13.46% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 848,942 | 11,681,000 | 11.28% | ||
| 3 | 1607 Capital Partners, LLC | 596,619 | 8,209,000 | 7.93% | ||
| 4 | McGowan Group Asset Management, Inc. | 559,661 | 7,701,000 | 7.44% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 425,977 | 5,862,000 | 5.66% | ||
| 6 | MACKAY SHIELDS LLC | 397,849 | 5,474,000 | 5.29% | ||
| 7 | PT ASSET MANAGEMENT, LLC | 318,806 | 4,387,000 | 4.24% | ||
| 8 | Robert W. Baird & Co. Inc | 316,225 | 4,351,000 | 4.20% | ||
| 9 | OAK HILL ADVISORS LP | 290,998 | 4,004,000 | 3.87% | ||
| 10 | MORGAN STANLEY | 284,763 | 3,919,000 | 3.79% | ||
| 11 | Invesco Ltd. | 275,652 | 3,793,000 | 3.66% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 251,973 | 3,467,000 | 3.35% | ||
| 13 | Global Endowment Management, LP | 179,326 | 2,468,000 | 2.38% | ||
| 14 | WHITEBOX ADVISORS LLC | 171,417 | 2,359,000 | 2.28% | ||
| 15 | ROYAL BANK OF CANADA | 132,672 | 1,826,000 | 1.76% | ||
| 16 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 124,483 | 1,713,000 | 1.65% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 113,532 | 1,562,000 | 1.51% | ||
| 18 | JFS WEALTH ADVISORS, LLC | 112,889 | 1,553,000 | 1.50% | ||
| 19 | GOLDMAN SACHS GROUP INC | 110,555 | 1,521,000 | 1.47% | ||
| 20 | WELLS FARGO & COMPANY/MN | 110,201 | 1,516,000 | 1.46% | ||
| 21 | UBS Group AG | 94,216 | 1,296,000 | 1.25% | ||
| 22 | AQR ARBITRAGE LLC | 70,837 | 975,000 | 0.94% | ||
| 23 | DOLIVER ADVISORS, LP | 56,804 | 782,000 | 0.76% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 56,328 | 776,000 | 0.75% | ||
| 25 | NATIONAL PLANNING CORP | 55,206 | 752,000 | 0.73% | ||
| 26 | VAN ECK ASSOCIATES CORP | 51,985 | 715,000 | 0.69% | ||
| 27 | WOLVERINE ASSET MANAGEMENT LLC | 37,463 | 515,000 | 0.50% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 36,898 | 508,000 | 0.49% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 34,951 | 481,000 | 0.46% | ||
| 30 | VICUS CAPITAL | 31,340 | 431,000 | 0.42% | ||
| 31 | LPL Financial LLC | 26,974 | 371,000 | 0.36% | ||
| 32 | BENJAMIN F. EDWARDS & COMPANY, INC. | 26,899 | 370,000 | 0.36% | ||
| 33 | NEWGATE CAPITAL MANAGEMENT LLC | 25,973 | 357,000 | 0.34% | ||
| 34 | Arete Wealth Advisors, LLC | 24,274 | 334,000 | 0.32% | ||
| 35 | Allen Investment Management, LLC | 24,102 | 332,000 | 0.32% | ||
| 36 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,280 | 320,000 | 0.31% | ||
| 37 | Capital Investment Advisors, LLC | 43,288 | 306,000 | 0.30% | ||
| 38 | TFS CAPITAL LLC | 21,811 | 300,000 | 0.29% | ||
| 39 | Stratos Wealth Partners, LTD. | 21,403 | 294,000 | 0.28% | ||
| 40 | WEDBUSH SECURITIES INC | 18,202 | 250,000 | 0.24% | ||
| 41 | US BANCORP \DE\ | 17,474 | 240,000 | 0.23% | ||
| 42 | DEUTSCHE BANK AG\ | 17,404 | 239,000 | 0.23% | ||
| 43 | Pine River Capital Management L.P. | 16,903 | 233,000 | 0.23% | ||
| 44 | GOODWIN DANIEL L | 12,017 | 165,000 | 0.16% | ||
| 45 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 11,547 | 159,000 | 0.15% | ||
| 46 | BLAIR WILLIAM & CO/IL | 10,000 | 138,000 | 0.13% | ||
| 47 | FIFTH THIRD BANCORP | 7,120 | 98,000 | 0.09% | ||
| 48 | MSI Financial Services Inc | 4,750 | 65,000 | 0.06% | ||
| 49 | B. Riley Wealth Management, Inc. | 3,572 | 49,000 | 0.05% | ||
| 50 | D.A. DAVIDSON & CO. | 3,500 | 48,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
