| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,112,548 | 14,463,000 | 14.43% | ||
| 2 | 1607 Capital Partners, LLC | 1,054,944 | 13,714,000 | 13.68% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 848,942 | 11,036,000 | 11.01% | ||
| 4 | McGowan Group Asset Management, Inc. | 547,968 | 7,124,000 | 7.11% | ||
| 5 | MACKAY SHIELDS LLC | 397,849 | 5,172,000 | 5.16% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 352,777 | 4,586,000 | 4.57% | ||
| 7 | MORGAN STANLEY | 313,222 | 4,072,000 | 4.06% | ||
| 8 | OAK HILL ADVISORS LP | 290,998 | 3,783,000 | 3.77% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 273,815 | 3,560,000 | 3.55% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 271,546 | 3,530,000 | 3.52% | ||
| 11 | PT ASSET MANAGEMENT, LLC | 253,006 | 3,289,000 | 3.28% | ||
| 12 | Global Endowment Management, LP | 179,326 | 2,332,000 | 2.33% | ||
| 13 | Invesco Ltd. | 159,037 | 2,067,000 | 2.06% | ||
| 14 | ROYAL BANK OF CANADA | 149,753 | 1,947,000 | 1.94% | ||
| 15 | WELLS FARGO & COMPANY/MN | 128,089 | 1,666,000 | 1.66% | ||
| 16 | UBS Group AG | 127,731 | 1,660,000 | 1.66% | ||
| 17 | JFS WEALTH ADVISORS, LLC | 118,065 | 1,535,000 | 1.53% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 111,532 | 1,450,000 | 1.45% | ||
| 19 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 110,888 | 1,442,000 | 1.44% | ||
| 20 | AQR ARBITRAGE LLC | 72,221 | 939,000 | 0.94% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 69,558 | 904,000 | 0.90% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 65,765 | 855,000 | 0.85% | ||
| 23 | NATIONAL PLANNING CORP | 59,206 | 792,000 | 0.79% | ||
| 24 | VAN ECK ASSOCIATES CORP | 58,602 | 762,000 | 0.76% | ||
| 25 | NEWGATE CAPITAL MANAGEMENT LLC | 47,127 | 610,000 | 0.61% | ||
| 26 | VICUS CAPITAL | 39,820 | 518,000 | 0.52% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 38,062 | 495,000 | 0.49% | ||
| 28 | WOLVERINE ASSET MANAGEMENT LLC | 37,023 | 481,000 | 0.48% | ||
| 29 | Liberty Street Advisors, Inc. | 33,038 | 429,000 | 0.43% | ||
| 30 | LPL Financial LLC | 32,127 | 420,000 | 0.42% | ||
| 31 | DOLIVER ADVISORS, LP | 29,767 | 387,000 | 0.39% | ||
| 32 | HighTower Advisors, LLC | 28,033 | 364,000 | 0.36% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 27,663 | 360,000 | 0.36% | ||
| 34 | Arete Wealth Advisors, LLC | 25,057 | 326,000 | 0.33% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 23,631 | 307,000 | 0.31% | ||
| 36 | Virtu KCG Holdings LLC | 21,804 | 283,000 | 0.28% | ||
| 37 | Stratos Wealth Partners, LTD. | 21,153 | 275,000 | 0.27% | ||
| 38 | WHITEBOX ADVISORS LLC | 18,900 | 246,000 | 0.25% | ||
| 39 | Capital Investment Advisors, LLC | 17,927 | 233,000 | 0.23% | ||
| 40 | WEDBUSH SECURITIES INC | 17,902 | 233,000 | 0.23% | ||
| 41 | Pine River Capital Management L.P. | 17,552 | 228,000 | 0.23% | ||
| 42 | US BANCORP \DE\ | 17,474 | 227,000 | 0.23% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 12,292 | 160,000 | 0.16% | ||
| 44 | GOODWIN DANIEL L | 12,017 | 156,000 | 0.16% | ||
| 45 | DEUTSCHE BANK AG\ | 10,104 | 131,000 | 0.13% | ||
| 46 | BLAIR WILLIAM & CO/IL | 10,000 | 130,000 | 0.13% | ||
| 47 | FIFTH THIRD BANCORP | 7,120 | 93,000 | 0.09% | ||
| 48 | PRELUDE CAPITAL MANAGEMENT, LLC | 6,000 | 78,000 | 0.08% | ||
| 49 | MSI Financial Services Inc | 4,750 | 62,000 | 0.06% | ||
| 50 | D.A. DAVIDSON & CO. | 3,500 | 45,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
