| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 58 | 1,000 | 0.06% | ||
| 2 | MSI Financial Services Inc | 854 | 13,000 | 0.78% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,500 | 52,000 | 3.12% | ||
| 4 | CITIGROUP INC | 3,868 | 58,000 | 3.48% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 4,050 | 61,000 | 3.66% | ||
| 6 | Edge Wealth Management LLC | 5,000 | 74,000 | 4.44% | ||
| 7 | WELLS FARGO & COMPANY/MN | 5,900 | 88,000 | 5.28% | ||
| 8 | UBS Group AG | 9,669 | 145,000 | 8.70% | ||
| 9 | Tortoise Investment Management, LLC | 9,700 | 145,000 | 8.70% | ||
| 10 | Janney Montgomery Scott LLC | 11,000 | 164,340 | 9.86% | ||
| 11 | MORGAN STANLEY | 11,920 | 178,000 | 10.68% | ||
| 12 | ROYAL BANK OF CANADA | 12,992 | 194,000 | 11.64% | ||
| 13 | LPL Financial LLC | 13,144 | 195,000 | 11.70% | ||
| 14 | Penbrook Management LLC | 20,000 | 299,000 | 17.93% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
