| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Penbrook Management LLC | 20,000 | 318,000 | 21.13% | ||
| 2 | DEUTSCHE BANK AG\ | 13,600 | 216,000 | 14.35% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 10,838 | 172,000 | 11.43% | ||
| 4 | Janney Montgomery Scott LLC | 10,659 | 169,000 | 11.23% | ||
| 5 | MORGAN STANLEY | 9,292 | 148,000 | 9.83% | ||
| 6 | ROYAL BANK OF CANADA | 9,317 | 148,000 | 9.83% | ||
| 7 | UBS Group AG | 5,899 | 94,000 | 6.25% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,901 | 93,000 | 6.18% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,839 | 61,000 | 4.05% | ||
| 10 | Tortoise Investment Management, LLC | 2,000 | 32,000 | 2.13% | ||
| 11 | CITIGROUP INC | 1,961 | 31,000 | 2.06% | ||
| 12 | MSI Financial Services Inc | 893 | 14,000 | 0.93% | ||
| 13 | Tower Research Capital LLC (TRC) | 587 | 9,000 | 0.60% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
