| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Janney Montgomery Scott LLC | 23,625 | 371,000 | 21.09% | ||
| 2 | Penbrook Management LLC | 20,000 | 321,000 | 18.25% | ||
| 3 | DEUTSCHE BANK AG\ | 13,600 | 218,000 | 12.39% | ||
| 4 | MORGAN STANLEY | 10,804 | 173,000 | 9.84% | ||
| 5 | ROYAL BANK OF CANADA | 10,515 | 169,000 | 9.61% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 8,587 | 138,000 | 7.85% | ||
| 7 | UBS Group AG | 7,862 | 126,000 | 7.16% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,900 | 95,000 | 5.40% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,839 | 62,000 | 3.52% | ||
| 10 | Tortoise Investment Management, LLC | 2,000 | 32,000 | 1.82% | ||
| 11 | CITIGROUP INC | 1,942 | 31,000 | 1.76% | ||
| 12 | MSI Financial Services Inc | 884 | 14,000 | 0.80% | ||
| 13 | Tower Research Capital LLC (TRC) | 587 | 9,000 | 0.51% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
