| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Penbrook Management LLC | 20,000 | 314,000 | 20.25% | ||
| 2 | LPL Financial LLC | 12,748 | 203,000 | 13.09% | ||
| 3 | MORGAN STANLEY | 10,804 | 170,000 | 10.96% | ||
| 4 | Janney Montgomery Scott LLC | 10,659 | 167,000 | 10.77% | ||
| 5 | ROYAL BANK OF CANADA | 10,489 | 165,000 | 10.64% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 8,587 | 135,000 | 8.70% | ||
| 7 | UBS Group AG | 7,694 | 121,000 | 7.80% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,900 | 93,000 | 6.00% | ||
| 9 | Tortoise Investment Management, LLC | 5,000 | 79,000 | 5.09% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,839 | 60,000 | 3.87% | ||
| 11 | CITIGROUP INC | 1,922 | 30,000 | 1.93% | ||
| 12 | MSI Financial Services Inc | 875 | 14,000 | 0.90% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
