| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Penbrook Management LLC | 20,000 | 306,000 | 19.90% | ||
| 2 | LPL Financial LLC | 12,565 | 195,000 | 12.68% | ||
| 3 | Janney Montgomery Scott LLC | 11,800 | 181,000 | 11.77% | ||
| 4 | MORGAN STANLEY | 10,804 | 165,000 | 10.73% | ||
| 5 | ROYAL BANK OF CANADA | 10,299 | 158,000 | 10.27% | ||
| 6 | Tortoise Investment Management, LLC | 9,000 | 138,000 | 8.97% | ||
| 7 | UBS Group AG | 8,359 | 128,000 | 8.32% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,901 | 91,000 | 5.92% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 4,050 | 62,000 | 4.03% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,839 | 59,000 | 3.84% | ||
| 11 | CITIGROUP INC | 2,745 | 42,000 | 2.73% | ||
| 12 | MSI Financial Services Inc | 869 | 13,000 | 0.85% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
