| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Penbrook Management LLC | 20,000 | 297,000 | 19.89% | ||
| 2 | LPL Financial LLC | 13,024 | 195,000 | 13.06% | ||
| 3 | Janney Montgomery Scott LLC | 11,000 | 163,000 | 10.92% | ||
| 4 | MORGAN STANLEY | 10,804 | 160,000 | 10.72% | ||
| 5 | ROYAL BANK OF CANADA | 10,264 | 152,000 | 10.18% | ||
| 6 | Tortoise Investment Management, LLC | 9,700 | 144,000 | 9.65% | ||
| 7 | UBS Group AG | 7,343 | 109,000 | 7.30% | ||
| 8 | WELLS FARGO & COMPANY/MN | 5,900 | 88,000 | 5.89% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 4,050 | 60,000 | 4.02% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,839 | 57,000 | 3.82% | ||
| 11 | CITIGROUP INC | 1,883 | 28,000 | 1.88% | ||
| 12 | Edge Wealth Management LLC | 1,800 | 26,000 | 1.74% | ||
| 13 | MSI Financial Services Inc | 863 | 13,000 | 0.87% | ||
| 14 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
