| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 469,745 | 6,515,000 | 37.09% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 191,381 | 2,658,000 | 15.13% | ||
| 3 | 683 Capital Management, LLC | 115,000 | 1,595,000 | 9.08% | ||
| 4 | Karpus Management, Inc. | 85,182 | 1,181,000 | 6.72% | ||
| 5 | Horizon Kinetics LLC | 69,401 | 963,000 | 5.48% | ||
| 6 | AQR ARBITRAGE LLC | 44,546 | 619,000 | 3.52% | ||
| 7 | MORGAN STANLEY | 43,848 | 609,000 | 3.47% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 42,800 | 594,000 | 3.38% | PRN | |
| 9 | DOLIVER ADVISORS, LP | 39,360 | 546,000 | 3.11% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 21,911 | 304,000 | 1.73% | ||
| 11 | UBS Group AG | 18,482 | 257,000 | 1.46% | ||
| 12 | Invesco Ltd. | 17,715 | 246,000 | 1.40% | ||
| 13 | GOLDMAN SACHS GROUP INC | 16,350 | 227,000 | 1.29% | ||
| 14 | Samson Capital Advisors LLC | 16,028 | 222,000 | 1.26% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 14,800 | 205,000 | 1.17% | ||
| 16 | LPL Financial LLC | 13,370 | 186,000 | 1.06% | ||
| 17 | MACKAY SHIELDS LLC | 12,886 | 179,000 | 1.02% | ||
| 18 | FIC CAPITAL INC | 12,260 | 170,000 | 0.97% | ||
| 19 | WELLS FARGO & COMPANY/MN | 9,435 | 131,000 | 0.75% | ||
| 20 | ROYAL BANK OF CANADA | 8,250 | 114,000 | 0.65% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 1,785 | 24,758 | 0.14% | ||
| 22 | Winslow, Evans & Crocker, Inc. | 930 | 12,900 | 0.07% | ||
| 23 | MSI Financial Services Inc | 608 | 8,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
