| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 1,329,453 | 18,918,000 | 34.49% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 578,420 | 8,231,000 | 15.01% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 366,255 | 5,212,000 | 9.50% | ||
| 4 | 683 Capital Management, LLC | 266,092 | 3,786,000 | 6.90% | ||
| 5 | Karpus Management, Inc. | 229,196 | 3,261,000 | 5.95% | ||
| 6 | Invesco Ltd. | 139,366 | 1,983,000 | 3.62% | ||
| 7 | Fiera Capital Corp | 123,351 | 1,755,000 | 3.20% | ||
| 8 | UBS Group AG | 122,614 | 1,745,000 | 3.18% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 117,805 | 1,676,000 | 3.06% | PRN | |
| 10 | MORGAN STANLEY | 109,275 | 1,555,000 | 2.84% | ||
| 11 | WELLS FARGO & COMPANY/MN | 100,876 | 1,435,000 | 2.62% | ||
| 12 | Horizon Kinetics LLC | 71,630 | 1,019,000 | 1.86% | ||
| 13 | HighTower Advisors, LLC | 44,610 | 635,000 | 1.16% | ||
| 14 | ROYAL BANK OF CANADA | 43,093 | 613,000 | 1.12% | ||
| 15 | MSI Financial Services Inc | 31,956 | 455,000 | 0.83% | ||
| 16 | LPL Financial LLC | 27,207 | 384,000 | 0.70% | ||
| 17 | Clear Harbor Asset Management, LLC | 25,178 | 358,000 | 0.65% | ||
| 18 | Laurion Capital Management LP | 24,448 | 348,000 | 0.63% | ||
| 19 | NWAM LLC | 15,131 | 215,000 | 0.39% | ||
| 20 | Strategic Advisors LLC | 15,095 | 214,808 | 0.39% | ||
| 21 | Commonwealth Equity Services, Inc | 12,932 | 184,000 | 0.34% | ||
| 22 | FIC CAPITAL INC | 12,260 | 174,000 | 0.32% | ||
| 23 | AMERIPRISE FINANCIAL INC | 12,152 | 173,000 | 0.32% | ||
| 24 | Cetera Advisor Networks LLC | 10,086 | 144,000 | 0.26% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,735 | 82,000 | 0.15% | ||
| 26 | SEI INVESTMENTS CO | 4,401 | 63,000 | 0.11% | ||
| 27 | Creative Planning | 3,592 | 51,000 | 0.09% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 3,079 | 44,000 | 0.08% | ||
| 29 | Focused Wealth Management, Inc | 2,597 | 37,000 | 0.07% | ||
| 30 | CITY HOLDING CO | 2,060 | 29,000 | 0.05% | ||
| 31 | DEUTSCHE BANK AG\ | 1,726 | 24,000 | 0.04% | ||
| 32 | CITIGROUP INC | 1,545 | 22,000 | 0.04% | ||
| 33 | GUPTA WEALTH MANAGEMENT LLC | 1,545 | 22,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
