| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 776,680 | 10,423,000 | 25.69% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 543,969 | 7,300,000 | 17.99% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 389,152 | 5,222,000 | 12.87% | ||
| 4 | Invesco Ltd. | 154,114 | 2,068,000 | 5.10% | ||
| 5 | UBS Group AG | 133,339 | 1,789,000 | 4.41% | ||
| 6 | MORGAN STANLEY | 126,942 | 1,704,000 | 4.20% | ||
| 7 | WELLS FARGO & COMPANY/MN | 114,033 | 1,530,000 | 3.77% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 111,305 | 1,493,000 | 3.68% | PRN | |
| 9 | Fiera Capital Corp | 100,292 | 1,346,000 | 3.32% | ||
| 10 | Laurion Capital Management LP | 88,546 | 1,188,000 | 2.93% | ||
| 11 | ROYAL BANK OF CANADA | 74,582 | 1,001,000 | 2.47% | ||
| 12 | Horizon Kinetics LLC | 71,233 | 956,000 | 2.36% | ||
| 13 | MSI Financial Services Inc | 57,069 | 766,000 | 1.89% | ||
| 14 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 44,119 | 592,000 | 1.46% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,369 | 461,000 | 1.14% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 20,804 | 279,000 | 0.69% | ||
| 17 | Squarepoint Ops LLC | 18,600 | 250,000 | 0.62% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 17,742 | 238,000 | 0.59% | ||
| 19 | Virtu KCG Holdings LLC | 15,067 | 202,000 | 0.50% | ||
| 20 | Weiss Asset Management LP | 14,918 | 200,000 | 0.49% | ||
| 21 | LPL Financial LLC | 13,599 | 183,000 | 0.45% | ||
| 22 | Janney Montgomery Scott LLC | 13,062 | 175,000 | 0.43% | ||
| 23 | Private Advisor Group, LLC | 12,366 | 168,000 | 0.41% | ||
| 24 | FIC CAPITAL INC | 12,260 | 165,000 | 0.41% | ||
| 25 | HighTower Advisors, LLC | 11,844 | 158,000 | 0.39% | ||
| 26 | Commonwealth Equity Services, Inc | 10,435 | 140,000 | 0.35% | ||
| 27 | Cetera Advisor Networks LLC | 10,086 | 135,000 | 0.33% | ||
| 28 | SG Americas Securities, LLC | 8,231 | 110,000 | 0.27% | ||
| 29 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,109 | 96,000 | 0.24% | ||
| 30 | Creative Planning | 6,115 | 82,000 | 0.20% | ||
| 31 | Focused Wealth Management, Inc | 2,597 | 35,000 | 0.09% | ||
| 32 | CITY HOLDING CO | 2,060 | 28,000 | 0.07% | ||
| 33 | ADVISOR GROUP, INC. | 1,833 | 25,000 | 0.06% | ||
| 34 | DEUTSCHE BANK AG\ | 1,726 | 23,000 | 0.06% | ||
| 35 | CITIGROUP INC | 1,545 | 21,000 | 0.05% | ||
| 36 | WOLVERINE ASSET MANAGEMENT LLC | 1,300 | 17,000 | 0.04% | ||
| 37 | SEI INVESTMENTS CO | 422 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
