| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 1,132,411 | 16,692,000 | 33.53% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 578,503 | 8,527,000 | 17.13% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 360,087 | 5,308,000 | 10.66% | ||
| 4 | Invesco Ltd. | 146,744 | 2,163,000 | 4.34% | ||
| 5 | UBS Group AG | 140,810 | 2,076,000 | 4.17% | ||
| 6 | Fiera Capital Corp | 119,921 | 1,768,000 | 3.55% | ||
| 7 | LAZARD ASSET MANAGEMENT LLC | 107,805 | 1,589,000 | 3.19% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 99,214 | 1,462,000 | 2.94% | ||
| 9 | USCA RIA LLC | 19,162 | 1,300,000 | 2.61% | ||
| 10 | GFS Advisors, LLC | 19,162 | 1,300,000 | 2.61% | ||
| 11 | MORGAN STANLEY | 83,739 | 1,235,000 | 2.48% | ||
| 12 | Horizon Kinetics LLC | 71,733 | 1,057,000 | 2.12% | ||
| 13 | MSI Financial Services Inc | 60,028 | 885,000 | 1.78% | ||
| 14 | Karpus Management, Inc. | 51,288 | 756,000 | 1.52% | ||
| 15 | ROYAL BANK OF CANADA | 44,493 | 656,000 | 1.32% | ||
| 16 | HighTower Advisors, LLC | 43,710 | 645,000 | 1.30% | ||
| 17 | LPL Financial LLC | 27,236 | 409,000 | 0.82% | ||
| 18 | Clear Harbor Asset Management, LLC | 25,103 | 370,000 | 0.74% | ||
| 19 | Raymond James Financial Services Advisors, Inc. | 24,651 | 363,000 | 0.73% | ||
| 20 | Commonwealth Equity Services, Inc | 16,429 | 242,000 | 0.49% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 16,440 | 242,000 | 0.49% | ||
| 22 | FIC CAPITAL INC | 12,260 | 181,000 | 0.36% | ||
| 23 | Cetera Advisor Networks LLC | 10,086 | 149,000 | 0.30% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,735 | 85,000 | 0.17% | ||
| 25 | SEI INVESTMENTS CO | 4,401 | 65,000 | 0.13% | ||
| 26 | Creative Planning | 3,592 | 53,000 | 0.11% | ||
| 27 | AMERICAN INTERNATIONAL GROUP, INC. | 3,079 | 45,000 | 0.09% | ||
| 28 | Focused Wealth Management, Inc | 2,597 | 38,000 | 0.08% | ||
| 29 | CITY HOLDING CO | 2,060 | 30,000 | 0.06% | ||
| 30 | DEUTSCHE BANK AG\ | 1,726 | 25,000 | 0.05% | ||
| 31 | CITIGROUP INC | 1,545 | 23,000 | 0.05% | ||
| 32 | GUPTA WEALTH MANAGEMENT LLC | 1,545 | 23,000 | 0.05% | ||
| 33 | Hoxton Financial, Inc. | 1,100 | 16,000 | 0.03% | ||
| 34 | Tower Research Capital LLC (TRC) | 239 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
