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NUVEEN PREM INCOME MUN FD 4 COM
NUVEEN PREM INCOME MUN FD 4 COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $57,466,578.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 350 4,578 0.01%
2 Tower Research Capital LLC (TRC) 427 6,000 0.01%
3 SIGNATUREFD, LLC 1,026 13,000 0.02%
4 CAPTRUST FINANCIAL ADVISORS 1,018 13,000 0.02%
5 Sandy Spring Bank 958 13,000 0.02%
6 Waverly Advisors, LLC 1,468 19,000 0.03%
7 Financial Architects, Inc 1,590 21,000 0.04%
8 FIFTH THIRD BANCORP 2,500 33,000 0.06%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 3,669 48,000 0.08%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,164 54,000 0.09%
11 ENTERPRISE FINANCIAL SERVICES CORP 4,400 58,000 0.10%
12 PNC FINANCIAL SERVICES GROUP, INC. 4,754 62,000 0.11%
13 Brick & Kyle, Associates 5,000 65,000 0.11%
14 BB&T SECURITIES, LLC 10,648 139,000 0.24%
15 ROYAL BANK OF CANADA 11,148 146,000 0.25%
16 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,225 147,000 0.26%
17 CULLEN/FROST BANKERS, INC. 12,065 158,000 0.27%
18 Creative Planning 15,055 197,000 0.34%
19 Cambridge Investment Research Advisors, Inc. 17,736 232,000 0.40%
20 COMMERCE BANK 19,725 258,000 0.45%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 21,877 286,000 0.50%
22 Tradewinds Capital Management, LLC 22,850 299,000 0.52%
23 STIFEL FINANCIAL CORP 23,002 301,000 0.52%
24 Capital Investment Advisors, LLC 26,292 344,000 0.60%
25 Commonwealth Equity Services, Inc 33,696 441,000 0.77%
26 Summit Financial Wealth Advisors, LLC 48,331 632,000 1.10%
27 HighTower Advisors, LLC 49,358 646,000 1.12%
28 GUGGENHEIM CAPITAL LLC 51,994 680,000 1.18%
29 LPL Financial LLC 54,196 714,000 1.24%
30 VAN ECK ASSOCIATES CORP 55,381 724,000 1.26%
31 Horizon Kinetics LLC 62,398 816,000 1.42%
32 Liberty Street Advisors, Inc. 84,571 1,106,000 1.92%
33 UBS Group AG 125,988 1,648,000 2.87%
34 COHEN & STEERS, INC. 153,507 2,008,000 3.49%
35 Advisors Asset Management, Inc. 158,520 2,073,000 3.61%
36 MACROVIEW INVESTMENT MANAGEMENT LLC 163,256 2,135,000 3.72%
37 WELLS FARGO & COMPANY/MN 291,368 3,812,000 6.63%
38 BANK OF AMERICA CORP /DE/ 433,180 5,666,000 9.86%
39 Invesco Ltd. 477,593 6,247,000 10.87%
40 MORGAN STANLEY 1,926,734 25,202,000 43.86%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.