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Nuveen Quality PFD Income Fd
Nuveen Quality PFD Income Fd. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 71 Institutional holders with a total value of $62,473,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 NATIONAL PLANNING CORP 9,977 82,809 0.13%
52 Tower Research Capital LLC (TRC) 8,000 64,000 0.10%
53 DEUTSCHE BANK AG\ 7,140 57,000 0.09%
54 Klingman & Associates, LLC 7,000 56,000 0.09%
55 CITIGROUP INC 6,690 54,000 0.09%
56 WFG Advisors, LP 5,800 47,000 0.08%
57 B. Riley Wealth Advisors, Inc. 5,600 45,000 0.07%
58 FIFTH THIRD BANCORP 4,769 38,000 0.06%
59 Stratos Wealth Partners, LTD. 3,366 27,130 0.04%
60 Carroll Financial Associates, Inc. 2,500 21,000 0.03%
61 US BANCORP \DE\ 2,150 17,000 0.03%
62 Bartlett & Co. LLC 2,043 16,000 0.03%
63 FineMark National Bank & Trust 2,000 16,000 0.03%
64 BANK OF MONTREAL /CAN/ 1,317 11,000 0.02%
65 Transamerica Financial Advisors, LLC 1,200 10,000 0.02%
66 Winfield Associates, Inc. 1,000 8,000 0.01%
67 Commonwealth Financial Services, LLC 800 6,000 0.01%
68 Financial Architects, Inc 500 4,000 0.01%
69 MUFG Americas Holdings Corp 425 3,000 0.00%
70 People's United Financial, Inc. 250 2,000 0.00%
71 BARCLAYS PLC 7 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.