Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 90 Institutional holders with a total value of $123,905,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CEDAR HILL ASSOCIATES, LLC 12,500 108,000 0.09%
52 CSS LLC/IL 12,300 107,000 0.09%
53 First City Capital Management, Inc. 11,500 99,820 0.08%
54 Cutter & CO Brokerage, Inc. 11,288 98,000 0.08%
55 COMMERCE BANK 11,000 95,000 0.08%
56 PRIVATE TRUST CO NA 10,379 90,000 0.07%
57 STONEBRIDGE CAPITAL MANAGEMENT INC 10,000 87,000 0.07%
58 CONNING INC. 10,000 87,000 0.07%
59 BARCLAYS PLC 10,000 80,000 0.06%
60 CITIGROUP INC 8,996 78,000 0.06%
61 Beacon Capital Management, Inc. 8,650 75,000 0.06%
62 DUNCKER STREETT & CO INC 5,852 51,000 0.04%
63 Compagnie Lombard Odier SCmA 5,000 48,000 0.04%
64 US BANCORP \DE\ 5,300 46,000 0.04%
65 AMERICAN INTERNATIONAL GROUP, INC. 4,719 40,961 0.03%
66 Creative Planning 4,489 39,000 0.03%
67 PNC FINANCIAL SERVICES GROUP, INC. 3,840 33,000 0.03%
68 SIGNATUREFD, LLC 3,401 30,000 0.02%
69 WESTPORT RESOURCES MANAGEMENT INC 3,000 26,000 0.02%
70 MONROE BANK & TRUST/MI 3,000 26,000 0.02%
71 D.A. DAVIDSON & CO. 2,500 21,000 0.02%
72 Hudock, Inc. 1,777 15,000 0.01%
73 MUFG Americas Holdings Corp 1,584 14,000 0.01%
74 Bartlett & Co. LLC 1,553 13,000 0.01%
75 Somerset Trust Co 1,450 13,000 0.01%
76 Blume Capital Management, Inc. 1,500 13,000 0.01%
77 M&T BANK CORP 1,000 9,000 0.01%
78 Regal Investment Advisors LLC 950 8,000 0.01%
79 TRUST CO OF VERMONT 740 6,000 0.00%
80 BANK OF MONTREAL /CAN/ 662 6,000 0.00%
81 Crosspoint Capital Strategies, LLC 650 6,000 0.00%
82 MANUFACTURERS LIFE INSURANCE COMPANY, THE 590 5,000 0.00%
83 NEW ENGLAND SECURITIES CORP /MA/ 350 3,000 0.00%
84 Trutina Financial LLC 333 3,000 0.00%
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 336 3,000 0.00%
86 Sandy Spring Bank 250 2,000 0.00%
87 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 201 2,000 0.00%
88 1919 Investment Counsel, LLC 65 1,000 0.00%
89 FIRST MANHATTAN CO. LLC. 6 0 0.00%
90 Tower Research Capital LLC (TRC) 0 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.