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NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 133 Institutional holders with a total value of $226,389,865.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 48 0 0.00%
2 FIRST MANHATTAN CO. LLC. 6 0 0.00%
3 SEI INVESTMENTS CO 40 0 0.00%
4 People's United Financial, Inc. 233 2,000 0.00%
5 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 231 3,000 0.00%
6 INTEGRATED WEALTH MANAGEMENT 395 4,000 0.00%
7 Winslow, Evans & Crocker, Inc. 612 5,860 0.00%
8 SIGNATUREFD, LLC 618 6,000 0.00%
9 JNBA Financial Advisors 618 6,000 0.00%
10 Focused Wealth Management, Inc 775 7,000 0.00%
11 BARCLAYS PLC 700 7,000 0.00%
12 INTEGRATED INVESTMENT CONSULTANTS, LLC 803 8,000 0.00%
13 Clearbridge Investments, LLC 976 9,000 0.00%
14 Tradewinds Capital Management, LLC 1,062 10,000 0.00%
15 Winfield Associates, Inc. 1,155 11,000 0.00%
16 Commonwealth Financial Services, LLC 1,234 12,000 0.01%
17 Financial Architects, Inc 1,454 13,000 0.01%
18 KRILOGY FINANCIAL LLC 1,398 13,000 0.01% PRN
19 SECURITY NATIONAL TRUST CO 1,500 14,000 0.01%
20 D.A. DAVIDSON & CO. 1,632 15,000 0.01%
21 BANK OF MONTREAL /CAN/ 1,668 16,000 0.01%
22 DEUTSCHE BANK AG\ 2,000 19,000 0.01%
23 REILLY FINANCIAL ADVISORS, LLC 2,000 19,000 0.01%
24 Hudock, Inc. 2,160 20,000 0.01%
25 BRONFMAN E.L. ROTHSCHILD, L.P. 2,744 26,000 0.01%
26 PENSERRA CAPITAL MANAGEMENT LLC 2,892 27,000 0.01%
27 WESTPORT RESOURCES MANAGEMENT INC 3,000 29,000 0.01%
28 FineMark National Bank & Trust 3,263 31,000 0.01%
29 Bartlett & Co. LLC 3,458 33,000 0.01%
30 Edge Wealth Management LLC 3,550 34,000 0.02% SH
31 US BANCORP \DE\ 3,642 35,000 0.02%
32 FIFTH THIRD BANCORP 4,074 39,000 0.02%
33 MCF Advisors LLC 4,200 40,000 0.02%
34 CITY HOLDING CO 4,392 42,000 0.02%
35 Carroll Financial Associates, Inc. 4,382 42,000 0.02%
36 Beacon Capital Management, Inc. 5,050 48,000 0.02%
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,450 53,000 0.02%
38 ASSET PLANNING SERVICES, LTD. 5,700 55,000 0.02%
39 REGAL WEALTH GROUP, INC. 6,369 61,000 0.03%
40 DUNCKER STREETT & CO INC 8,732 84,000 0.04%
41 Stratos Wealth Partners, LTD. 10,088 97,000 0.04%
42 FIRST TRUST ADVISORS LP 10,374 99,000 0.04%
43 Penbrook Management LLC 10,600 102,000 0.05%
44 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 11,180 103,000 0.05%
45 Drexel Morgan & Co. 10,835 104,000 0.05%
46 Fiera Capital Corp 11,515 110,000 0.05%
47 NEXT Financial Group, Inc 11,718 112,000 0.05%
48 OPPENHEIMER & CO INC 11,711 112,000 0.05%
49 Janney Montgomery Scott LLC 12,343 118,000 0.05%
50 First City Capital Management, Inc. 12,340 118,341 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.