Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 153 Institutional holders with a total value of $220,456,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST MANHATTAN CO. LLC. 6 0 0.00%
2 SEI INVESTMENTS CO 40 0 0.00%
3 Gradient Investments LLC 48 0 0.00%
4 D.A. DAVIDSON & CO. 200 1,000 0.00%
5 North Star Investment Management Corp. 96 1,000 0.00%
6 Independent Portfolio Consultants, Inc. 126 1,000 0.00%
7 Allworth Financial LP 175 2,000 0.00%
8 SUNNYMEATH ASSET MANAGEMENT, INC. 175 2,000 0.00%
9 People's United Financial, Inc. 233 2,000 0.00%
10 FARMERS & MERCHANTS TRUST CO OF CHAMBERSBURG PA 233 2,169 0.00%
11 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 236 3,000 0.00%
12 Winslow, Evans & Crocker, Inc. 612 5,690 0.00%
13 Tradewinds Capital Management, LLC 790 7,000 0.00%
14 Focused Wealth Management, Inc 775 7,000 0.00%
15 BARCLAYS PLC 700 7,000 0.00%
16 INTEGRATED INVESTMENT CONSULTANTS, LLC 803 7,000 0.00%
17 Clearbridge Investments, LLC 976 9,000 0.00%
18 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,000 9,000 0.00%
19 JFS WEALTH ADVISORS, LLC 1,000 9,000 0.00%
20 TCI Wealth Advisors, Inc. 976 9,000 0.00%
21 Winfield Associates, Inc. 1,155 11,000 0.00%
22 Commonwealth Financial Services, LLC 1,234 12,000 0.01%
23 KRILOGY FINANCIAL LLC 1,398 13,000 0.01% PRN
24 Financial Architects, Inc 1,454 13,000 0.01%
25 BANK OF MONTREAL /CAN/ 1,668 14,000 0.01%
26 SECURITY NATIONAL TRUST CO 1,500 14,000 0.01%
27 DEUTSCHE BANK AG\ 2,000 18,000 0.01%
28 REILLY FINANCIAL ADVISORS, LLC 2,000 19,000 0.01%
29 PARALLEL ADVISORS, LLC 2,000 19,000 0.01%
30 WEBSTER BANK, N. A. 2,000 19,000 0.01%
31 Hudock, Inc. 2,218 20,000 0.01%
32 Montecito Bank & Trust 2,200 20,000 0.01%
33 BRONFMAN E.L. ROTHSCHILD, L.P. 2,744 26,000 0.01%
34 ROYAL FUND MANAGEMENT, LLC 3,014 28,000 0.01%
35 ELGETHUN CAPITAL MANAGEMENT 3,000 28,000 0.01%
36 Glassman Wealth Services 3,000 28,000 0.01%
37 IBEX WEALTH ADVISORS 3,207 30,000 0.01%
38 TRENT CAPITAL MANAGEMENT INC /NC/ 3,189 30,000 0.01%
39 PENSERRA CAPITAL MANAGEMENT LLC 3,253 30,000 0.01%
40 Bartlett & Co. LLC 3,458 32,000 0.01%
41 US BANCORP \DE\ 3,642 34,000 0.02%
42 FIFTH THIRD BANCORP 4,074 38,000 0.02%
43 MCF Advisors LLC 4,200 39,000 0.02%
44 CITY HOLDING CO 4,392 41,000 0.02%
45 Carroll Financial Associates, Inc. 4,438 41,000 0.02%
46 ASSET PLANNING SERVICES, LTD. 5,700 53,000 0.02%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,173 57,000 0.03%
48 REGAL WEALTH GROUP, INC. 6,543 61,000 0.03%
49 DUNCKER STREETT & CO INC 8,860 82,000 0.04%
50 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 9,124 85,000 0.04%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.