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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 61 Institutional holders with a total value of $209,445,615.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,199,966 100,767,000 48.11%
2 GOLDMAN SACHS GROUP INC 898,834 28,304,000 13.51%
3 NEEDHAM INVESTMENT MANAGEMENT LLC 479,633 15,103,000 7.21%
4 ING GROEP NV 470,000 14,838,000 7.08%
5 WELLS FARGO & COMPANY/MN 268,449 8,454,000 4.04%
6 UBS Group AG 222,489 7,006,000 3.35%
7 LPL Financial LLC 192,058 6,048,000 2.89%
8 ROYAL BANK OF CANADA 158,965 5,006,000 2.39%
9 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 75,802 2,387,000 1.14%
10 FIRST TRUST ADVISORS LP 59,246 1,866,000 0.89%
11 AMERICAN INTERNATIONAL GROUP, INC. 52,054 1,639,156 0.78%
12 Janney Montgomery Scott LLC 51,023 1,606,721 0.77%
13 RAYMOND JAMES & ASSOCIATES 45,481 1,432,000 0.68%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,186 1,360,000 0.65%
15 OPPENHEIMER & CO INC 41,318 1,301,000 0.62%
16 NATIONAL PLANNING CORP 37,486 1,198,802 0.57%
17 Sigma Planning Corp 34,867 1,098,000 0.52%
18 CORNERSTONE ADVISORS INC 28,667 903,000 0.43%
19 STIFEL FINANCIAL CORP 24,713 778,000 0.37%
20 Commonwealth Equity Services, Inc 23,937 754,000 0.36%
21 Cetera Advisor Networks LLC 22,672 716,000 0.34%
22 Fiduciary Trust Co International of Pennsylvania 21,614 681,000 0.33%
23 BANK OF AMERICA CORP /DE/ 20,649 650,000 0.31%
24 HighTower Advisors, LLC 17,001 535,000 0.26%
25 PNC FINANCIAL SERVICES GROUP, INC. 13,255 418,000 0.20%
26 DAVENPORT & Co LLC 12,948 407,733 0.19%
27 Arete Wealth Advisors, LLC 12,750 401,000 0.19%
28 AMERIPRISE FINANCIAL INC 11,700 368,000 0.18%
29 BNP PARIBAS FINANCIAL MARKETS 10,562 332,597 0.16%
30 SeaBridge Investment Advisors LLC 10,496 331,000 0.16%
31 GUYASUTA INVESTMENT ADVISORS INC 10,000 314,000 0.15%
32 WEDBUSH SECURITIES INC 9,734 307,000 0.15%
33 New England Private Wealth Advisors LLC 8,750 275,000 0.13%
34 Bartlett & Co. LLC 8,623 272,000 0.13%
35 CAHILL FINANCIAL ADVISORS INC 7,888 249,000 0.12%
36 OUTFITTER ADVISORS, LTD. 6,519 205,000 0.10%
37 CITIGROUP INC 6,343 200,000 0.10%
38 Creative Planning 5,848 184,000 0.09%
39 BROWN BROTHERS HARRIMAN & CO 4,000 126,000 0.06%
40 GLENMEDE TRUST CO NA 3,691 115,000 0.05%
41 CAPITAL GUARDIAN TRUST CO 2,105 71,000 0.03%
42 BANK OF MONTREAL /CAN/ 2,146 68,000 0.03%
43 D.A. DAVIDSON & CO. 1,900 59,000 0.03%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,691 53,000 0.03%
45 New Harbor Financial Group, LLC 1,325 42,000 0.02%
46 People's United Financial, Inc. 1,144 36,000 0.02%
47 MSI Financial Services Inc 1,070 34,000 0.02%
48 MUFG Americas Holdings Corp 1,054 33,000 0.02%
49 MCF Advisors LLC 860 27,000 0.01%
50 Manchester Capital Management LLC 850 27,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.