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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 63 Institutional holders with a total value of $186,622,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,327,081 91,828,000 49.21%
2 ING GROEP NV 478,428 13,171,000 7.06%
3 GOLDMAN SACHS GROUP INC 417,233 11,516,000 6.17%
4 WELLS FARGO & COMPANY/MN 380,119 10,492,000 5.62%
5 NEEDHAM INVESTMENT MANAGEMENT LLC 334,650 9,237,000 4.95%
6 UBS Group AG 292,792 8,081,000 4.33%
7 LPL Financial LLC 159,830 4,793,000 2.57%
8 ROYAL BANK OF CANADA 171,563 4,735,000 2.54%
9 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 120,876 3,336,000 1.79%
10 HL FINANCIAL SERVICES LLC 84,681 2,337,000 1.25%
11 Advisors Asset Management, Inc. 72,040 1,988,000 1.07%
12 FIRST TRUST ADVISORS LP 71,329 1,969,000 1.06%
13 Thomas J. Herzfeld Advisors, Inc. 65,883 1,818,000 0.97%
14 BANK OF AMERICA CORP /DE/ 64,624 1,784,000 0.96%
15 AMERICAN INTERNATIONAL GROUP, INC. 56,211 1,552,000 0.83%
16 OPPENHEIMER & CO INC 47,570 1,313,000 0.70%
17 CITIGROUP INC 45,219 1,248,000 0.67%
18 RAYMOND JAMES & ASSOCIATES 41,377 1,142,000 0.61%
19 WOLVERINE ASSET MANAGEMENT LLC 39,134 1,080,000 0.58%
20 Virtu KCG Holdings LLC 38,525 1,063,000 0.57%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,612 1,010,000 0.54%
22 Commonwealth Equity Services, Inc 33,898 936,000 0.50%
23 Janney Montgomery Scott LLC 27,941 771,000 0.41%
24 Shaker Financial Services, LLC 27,471 758,000 0.41%
25 Cetera Advisor Networks LLC 26,837 736,000 0.39%
26 HighTower Advisors, LLC 22,853 630,000 0.34%
27 Sigma Planning Corp 22,466 620,000 0.33%
28 STIFEL FINANCIAL CORP 22,362 617,000 0.33%
29 BAIRD FINANCIAL GROUP, INC. 17,793 491,000 0.26%
30 AMERIPRISE FINANCIAL INC 17,268 477,000 0.26%
31 Fiduciary Trust Co International of Pennsylvania 16,887 466,000 0.25%
32 WEDBUSH SECURITIES INC 14,640 404,000 0.22%
33 Raymond James Financial Services Advisors, Inc. 13,584 375,000 0.20%
34 Curi Capital, LLC 13,471 372,000 0.20%
35 J.P. Turner & Co Capital Mnagement, LLC 13,293 367,000 0.20%
36 DAVENPORT & Co LLC 11,898 328,384 0.18%
37 NINE MASTS CAPITAL Ltd 9,700 270,000 0.14%
38 Bartlett & Co. LLC 8,623 238,000 0.13%
39 Cambridge Investment Research Advisors, Inc. 7,995 221,000 0.12%
40 GUYASUTA INVESTMENT ADVISORS INC 8,000 220,000 0.12%
41 J.P. Morgan Private Wealth Advisors LLC 7,402 204,000 0.11%
42 Creative Planning 5,862 162,000 0.09%
43 PNC FINANCIAL SERVICES GROUP, INC. 5,747 159,000 0.09%
44 Winslow, Evans & Crocker, Inc. 5,314 146,668 0.08%
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,017 138,000 0.07%
46 GLENMEDE TRUST CO NA 4,825 132,000 0.07%
47 SeaBridge Investment Advisors LLC 4,644 128,000 0.07%
48 BANK OF MONTREAL /CAN/ 4,581 126,000 0.07%
49 MSI Financial Services Inc 4,089 113,000 0.06%
50 BROWN BROTHERS HARRIMAN & CO 4,000 110,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.