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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 58 Institutional holders with a total value of $242,694,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,329,995 118,348,000 48.76%
2 GOLDMAN SACHS GROUP INC 853,631 30,338,000 12.50%
3 ING GROEP NV 478,428 17,008,000 7.01%
4 NEEDHAM INVESTMENT MANAGEMENT LLC 343,650 12,213,000 5.03%
5 UBS Group AG 275,110 9,778,000 4.03%
6 WELLS FARGO & COMPANY/MN 268,257 9,534,000 3.93%
7 LPL Financial LLC 198,451 7,146,000 2.94%
8 ROYAL BANK OF CANADA 172,843 6,143,000 2.53%
9 Advisors Asset Management, Inc. 94,771 3,368,000 1.39%
10 HL FINANCIAL SERVICES LLC 83,588 2,971,000 1.22%
11 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 79,765 2,835,000 1.17%
12 Janney Montgomery Scott LLC 57,681 2,050,000 0.84%
13 AMERICAN INTERNATIONAL GROUP, INC. 52,888 1,879,627 0.77%
14 FIRST TRUST ADVISORS LP 49,251 1,750,000 0.72%
15 OPPENHEIMER & CO INC 47,042 1,672,000 0.69%
16 RAYMOND JAMES & ASSOCIATES 40,756 1,448,000 0.60%
17 Commonwealth Equity Services, Inc 40,462 1,438,000 0.59%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,331 1,433,000 0.59%
19 BANK OF AMERICA CORP /DE/ 32,638 1,160,000 0.48%
20 Sigma Planning Corp 32,189 1,144,000 0.47%
21 Cetera Advisor Networks LLC 24,980 872,000 0.36%
22 Fiduciary Trust Co International of Pennsylvania 21,614 791,000 0.33%
23 STIFEL FINANCIAL CORP 21,850 777,000 0.32%
24 BAIRD FINANCIAL GROUP, INC. 20,164 717,000 0.30%
25 HighTower Advisors, LLC 17,685 629,000 0.26%
26 WEDBUSH SECURITIES INC 14,181 504,000 0.21%
27 AMERIPRISE FINANCIAL INC 13,806 491,000 0.20%
28 DAVENPORT & Co LLC 12,398 440,624 0.18%
29 GUYASUTA INVESTMENT ADVISORS INC 10,000 355,000 0.15%
30 Virtu KCG Holdings LLC 9,219 328,000 0.14%
31 Lebenthal Holdings,LLC 9,119 315,000 0.13%
32 Bartlett & Co. LLC 8,623 306,000 0.13%
33 CAHILL FINANCIAL ADVISORS INC 7,016 250,000 0.10%
34 J.P. Morgan Private Wealth Advisors LLC 6,649 236,000 0.10%
35 OUTFITTER ADVISORS, LTD. 6,519 232,000 0.10%
36 New England Private Wealth Advisors LLC 6,263 223,000 0.09%
37 CITIGROUP INC 5,974 213,000 0.09%
38 PNC FINANCIAL SERVICES GROUP, INC. 5,745 203,000 0.08%
39 Winslow, Evans & Crocker, Inc. 5,054 179,620 0.07%
40 SeaBridge Investment Advisors LLC 4,644 165,000 0.07%
41 BROWN BROTHERS HARRIMAN & CO 4,000 142,000 0.06%
42 CENTRAL TRUST Co 2,542 90,000 0.04%
43 D.A. DAVIDSON & CO. 2,400 85,000 0.04%
44 BANK OF MONTREAL /CAN/ 2,146 76,000 0.03%
45 CAPITAL GUARDIAN TRUST CO 2,105 75,000 0.03%
46 MSI Financial Services Inc 1,771 63,000 0.03%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,494 53,000 0.02%
48 People's United Financial, Inc. 1,144 41,000 0.02%
49 MUFG Americas Holdings Corp 1,112 40,000 0.02%
50 GLENMEDE TRUST CO NA 1,066 37,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.