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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 63 Institutional holders with a total value of $186,622,080.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Highlander Capital Management, LLC 5 0 0.00%
2 NEXT Financial Group, Inc 2 0 0.00%
3 DEUTSCHE BANK AG\ 1 0 0.00%
4 BNP PARIBAS FINANCIAL MARKETS 1 28 0.00%
5 Manchester Capital Management LLC 850 23,000 0.01%
6 MCF Advisors LLC 860 24,000 0.01%
7 FIFTH THIRD BANCORP 990 27,000 0.01%
8 MUFG Americas Holdings Corp 1,137 31,000 0.02%
9 US BANCORP \DE\ 1,360 38,000 0.02%
10 People's United Financial, Inc. 1,883 52,000 0.03%
11 CAPITAL GUARDIAN TRUST CO 2,144 59,000 0.03%
12 CENTRAL TRUST Co 2,542 70,000 0.04%
13 D.A. DAVIDSON & CO. 3,250 89,000 0.05%
14 BROWN BROTHERS HARRIMAN & CO 4,000 110,000 0.06%
15 MSI Financial Services Inc 4,089 113,000 0.06%
16 BANK OF MONTREAL /CAN/ 4,581 126,000 0.07%
17 SeaBridge Investment Advisors LLC 4,644 128,000 0.07%
18 GLENMEDE TRUST CO NA 4,825 132,000 0.07%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,017 138,000 0.07%
20 Winslow, Evans & Crocker, Inc. 5,314 146,668 0.08%
21 PNC FINANCIAL SERVICES GROUP, INC. 5,747 159,000 0.09%
22 Creative Planning 5,862 162,000 0.09%
23 J.P. Morgan Private Wealth Advisors LLC 7,402 204,000 0.11%
24 GUYASUTA INVESTMENT ADVISORS INC 8,000 220,000 0.12%
25 Cambridge Investment Research Advisors, Inc. 7,995 221,000 0.12%
26 Bartlett & Co. LLC 8,623 238,000 0.13%
27 NINE MASTS CAPITAL Ltd 9,700 270,000 0.14%
28 DAVENPORT & Co LLC 11,898 328,384 0.18%
29 J.P. Turner & Co Capital Mnagement, LLC 13,293 367,000 0.20%
30 Curi Capital, LLC 13,471 372,000 0.20%
31 Raymond James Financial Services Advisors, Inc. 13,584 375,000 0.20%
32 WEDBUSH SECURITIES INC 14,640 404,000 0.22%
33 Fiduciary Trust Co International of Pennsylvania 16,887 466,000 0.25%
34 AMERIPRISE FINANCIAL INC 17,268 477,000 0.26%
35 BAIRD FINANCIAL GROUP, INC. 17,793 491,000 0.26%
36 STIFEL FINANCIAL CORP 22,362 617,000 0.33%
37 Sigma Planning Corp 22,466 620,000 0.33%
38 HighTower Advisors, LLC 22,853 630,000 0.34%
39 Cetera Advisor Networks LLC 26,837 736,000 0.39%
40 Shaker Financial Services, LLC 27,471 758,000 0.41%
41 Janney Montgomery Scott LLC 27,941 771,000 0.41%
42 Commonwealth Equity Services, Inc 33,898 936,000 0.50%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,612 1,010,000 0.54%
44 Virtu KCG Holdings LLC 38,525 1,063,000 0.57%
45 WOLVERINE ASSET MANAGEMENT LLC 39,134 1,080,000 0.58%
46 RAYMOND JAMES & ASSOCIATES 41,377 1,142,000 0.61%
47 CITIGROUP INC 45,219 1,248,000 0.67%
48 OPPENHEIMER & CO INC 47,570 1,313,000 0.70%
49 AMERICAN INTERNATIONAL GROUP, INC. 56,211 1,552,000 0.83%
50 BANK OF AMERICA CORP /DE/ 64,624 1,784,000 0.96%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.