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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 67 Institutional holders with a total value of $177,638,136.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 1 0 0.00%
2 FIFTH THIRD BANCORP 1 0 0.00%
3 NEXT Financial Group, Inc 2 0 0.00%
4 Winch Advisory Services, LLC 15 0 0.00%
5 JFS WEALTH ADVISORS, LLC 3 0 0.00%
6 BNP PARIBAS FINANCIAL MARKETS 1 24 0.00%
7 Winslow, Evans & Crocker, Inc. 88 2,112 0.00%
8 Gemmer Asset Management LLC 200 4,000 0.00%
9 FineMark National Bank & Trust 211 5,000 0.00%
10 Highlander Capital Management, LLC 209 5,000 0.00%
11 INTEGRATED WEALTH MANAGEMENT 533 13,000 0.01%
12 GLENMEDE TRUST CO NA 1,085 26,000 0.01%
13 People's United Financial, Inc. 1,144 27,000 0.02%
14 MUFG Americas Holdings Corp 1,166 28,000 0.02%
15 US BANCORP \DE\ 1,417 34,000 0.02%
16 CENTRAL TRUST Co 2,000 48,000 0.03%
17 CAPITAL GUARDIAN TRUST CO 2,144 51,000 0.03%
18 North Star Investment Management Corp. 2,173 52,000 0.03%
19 IFP ADVISORS, INC 2,215 53,000 0.03%
20 DUBUQUE BANK & TRUST CO 2,652 64,000 0.04%
21 BROWN BROTHERS HARRIMAN & CO 4,000 96,000 0.05%
22 GENEOS WEALTH MANAGEMENT INC. 4,367 107,000 0.06%
23 D.A. DAVIDSON & CO. 4,950 118,000 0.07%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 5,342 128,000 0.07%
25 Creative Planning 7,433 178,000 0.10%
26 BANK OF MONTREAL /CAN/ 8,081 194,000 0.11%
27 Bartlett & Co. LLC 8,623 207,000 0.12%
28 PNC FINANCIAL SERVICES GROUP, INC. 8,636 207,000 0.12%
29 Bank of New York Mellon Corp 8,920 214,000 0.12%
30 Invesco Ltd. 8,968 215,000 0.12%
31 New England Private Wealth Advisors LLC 9,018 216,000 0.12%
32 MSI Financial Services Inc 10,737 258,000 0.15%
33 BAIRD FINANCIAL GROUP, INC. 11,838 284,000 0.16%
34 J.P. Morgan Private Wealth Advisors LLC 11,908 286,000 0.16%
35 OPERA TRADING CAPITAL 12,587 302,000 0.17%
36 Regis Management CO LLC 16,386 393,000 0.22%
37 Fiduciary Trust Co International of Pennsylvania 17,648 424,000 0.24%
38 WEDBUSH SECURITIES INC 19,910 478,000 0.27%
39 AMERIPRISE FINANCIAL INC 21,202 509,000 0.29%
40 HighTower Advisors, LLC 22,218 533,000 0.30%
41 Cetera Advisor Networks LLC 27,178 653,000 0.37%
42 GUYASUTA INVESTMENT ADVISORS INC 30,750 738,000 0.42%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,662 856,000 0.48%
44 NEWGATE CAPITAL MANAGEMENT LLC 38,744 930,000 0.52%
45 Commonwealth Equity Services, Inc 45,298 1,087,000 0.61%
46 Janney Montgomery Scott LLC 45,627 1,095,000 0.62%
47 OPPENHEIMER & CO INC 46,297 1,111,000 0.63%
48 Thomas J. Herzfeld Advisors, Inc. 53,911 1,294,000 0.73%
49 AMERICAN INTERNATIONAL GROUP, INC. 60,346 1,449,000 0.82%
50 BANK OF AMERICA CORP /DE/ 67,746 1,626,000 0.92%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.