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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 69 Institutional holders with a total value of $153,791,405.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,332,005 78,092,000 50.78%
2 ING GROEP NV 509,048 11,927,000 7.76%
3 UBS Group AG 352,832 8,269,000 5.38%
4 NEEDHAM INVESTMENT MANAGEMENT LLC 350,968 8,226,000 5.35%
5 WELLS FARGO & COMPANY/MN 327,647 7,680,000 4.99%
6 ROYAL BANK OF CANADA 221,702 5,196,000 3.38%
7 LPL Financial LLC 203,761 4,980,000 3.24%
8 RAYMOND JAMES & ASSOCIATES 92,248 2,162,000 1.41%
9 STIFEL FINANCIAL CORP 87,439 2,050,000 1.33%
10 GOLDMAN SACHS GROUP INC 79,501 1,863,000 1.21%
11 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 77,873 1,825,000 1.19%
12 United Asset Strategies, Inc. 63,567 1,490,000 0.97%
13 NEWGATE CAPITAL MANAGEMENT LLC 62,643 1,468,000 0.95%
14 Commonwealth Equity Services, Inc 61,585 1,443,000 0.94%
15 HL FINANCIAL SERVICES LLC 60,639 1,421,000 0.92%
16 Raymond James Financial Services Advisors, Inc. 56,140 1,316,000 0.86%
17 OPPENHEIMER & CO INC 46,818 1,097,000 0.71%
18 FIRST TRUST ADVISORS LP 45,686 1,071,000 0.70%
19 Janney Montgomery Scott LLC 35,573 1,055,000 0.69%
20 DOLIVER ADVISORS, LP 40,308 965,000 0.63%
21 Advisors Asset Management, Inc. 38,088 892,000 0.58%
22 HighTower Advisors, LLC 37,231 856,000 0.56%
23 BANK OF AMERICA CORP /DE/ 36,045 845,000 0.55%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,888 794,000 0.52%
25 GUYASUTA INVESTMENT ADVISORS INC 27,750 650,000 0.42%
26 WEDBUSH SECURITIES INC 24,505 574,000 0.37%
27 Cetera Advisor Networks LLC 23,303 548,000 0.36%
28 AMERIPRISE FINANCIAL INC 21,095 494,000 0.32%
29 Fiduciary Trust Co International of Pennsylvania 17,636 413,000 0.27%
30 Regis Management CO LLC 16,386 384,000 0.25%
31 ADVISOR GROUP, INC. 15,648 365,000 0.24%
32 J.P. Morgan Private Wealth Advisors LLC 11,988 281,000 0.18%
33 OTA Financial Group L.P. 11,471 268,000 0.17%
34 PNC FINANCIAL SERVICES GROUP, INC. 10,055 236,000 0.15%
35 TFS CAPITAL LLC 9,511 223,000 0.15%
36 MSI Financial Services Inc 9,172 215,000 0.14%
37 New England Private Wealth Advisors LLC 9,018 212,000 0.14%
38 Invesco Ltd. 8,993 211,000 0.14%
39 Bank of New York Mellon Corp 8,917 209,000 0.14%
40 Bartlett & Co. LLC 8,623 202,000 0.13%
41 BANK OF MONTREAL /CAN/ 8,081 189,000 0.12%
42 Creative Planning 7,932 186,000 0.12%
43 D.A. DAVIDSON & CO. 4,950 116,000 0.08%
44 CITIGROUP INC 4,191 98,000 0.06%
45 NEXT Financial Group, Inc 3,818 89,000 0.06%
46 GENEOS WEALTH MANAGEMENT INC. 3,726 89,000 0.06%
47 GLENMEDE TRUST CO NA 2,885 67,000 0.04%
48 IFP ADVISORS, INC 2,455 58,000 0.04%
49 North Star Investment Management Corp. 2,218 52,000 0.03%
50 CAPITAL GUARDIAN TRUST CO 2,144 50,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.