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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 64 Institutional holders with a total value of $160,935,973.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIFTH THIRD BANCORP 1 0 0.00%
2 JFS WEALTH ADVISORS, LLC 3 0 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 1 24 0.00%
4 PACIFIC CENTER FOR FINANCIAL SERVICES 29 1,000 0.00%
5 JPMORGAN CHASE & CO 46 1,000 0.00%
6 FUSION FAMILY WEALTH, LLC 3 1,000 0.00% SH
7 Winslow, Evans & Crocker, Inc. 82 1,948 0.00%
8 FARMERS & MERCHANTS INVESTMENTS INC 102 2,000 0.00%
9 CITIGROUP INC 81 2,000 0.00%
10 NEXT Financial Group, Inc 249 6,000 0.00%
11 Tradewinds Capital Management, LLC 357 9,000 0.01% PRN
12 People's United Financial, Inc. 1,144 28,000 0.02%
13 US BANCORP \DE\ 1,325 32,000 0.02%
14 BROWN BROTHERS HARRIMAN & CO 2,000 48,000 0.03%
15 BANK OF MONTREAL /CAN/ 2,146 52,000 0.03%
16 CAPITAL GUARDIAN TRUST CO 2,144 52,000 0.03%
17 North Star Investment Management Corp. 2,358 57,000 0.04%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,637 64,000 0.04%
19 Advisory Services Network, LLC 2,713 65,000 0.04%
20 IFP ADVISORS, INC 2,756 66,000 0.04%
21 PARALLEL ADVISORS, LLC 2,635 67,000 0.04%
22 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,000 72,120 0.04%
23 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,144 75,000 0.05%
24 GENEOS WEALTH MANAGEMENT INC. 3,511 84,000 0.05%
25 GLENMEDE TRUST CO NA 4,152 99,000 0.06%
26 D.A. DAVIDSON & CO. 6,250 150,000 0.09%
27 Bartlett & Co. LLC 8,623 207,000 0.13%
28 LAUREL WEALTH ADVISORS, INC. 9,527 229,000 0.14%
29 Creative Planning 9,653 232,000 0.14%
30 WOLVERINE ASSET MANAGEMENT LLC 9,769 234,000 0.15%
31 ADVISOR GROUP, INC. 10,488 253,000 0.16%
32 DAVENPORT & Co LLC 13,435 283,881 0.18%
33 PNC FINANCIAL SERVICES GROUP, INC. 12,911 310,000 0.19%
34 J.P. Morgan Private Wealth Advisors LLC 13,420 323,000 0.20%
35 HighTower Advisors, LLC 14,492 347,000 0.22%
36 BAIRD FINANCIAL GROUP, INC. 15,630 376,000 0.23%
37 STIFEL FINANCIAL CORP 15,864 377,000 0.23%
38 Regis Management CO LLC 16,386 394,000 0.24%
39 GOLDMAN SACHS GROUP INC 16,966 408,000 0.25%
40 Fiduciary Trust Co International of Pennsylvania 17,636 424,000 0.26%
41 New England Private Wealth Advisors LLC 21,462 460,000 0.29%
42 Advisors Asset Management, Inc. 19,661 473,000 0.29%
43 Cetera Advisor Networks LLC 27,571 657,000 0.41%
44 AMERIPRISE FINANCIAL INC 28,643 689,000 0.43%
45 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 32,567 783,000 0.49%
46 WEDBUSH SECURITIES INC 34,612 832,000 0.52%
47 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,621 833,000 0.52%
48 OPPENHEIMER & CO INC 46,370 1,115,000 0.69%
49 Raymond James Financial Services Advisors, Inc. 46,520 1,118,000 0.69%
50 COHEN & STEERS, INC. 47,400 1,139,000 0.71%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.