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TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 64 Institutional holders with a total value of $160,935,973.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,227,667 77,593,000 48.21%
2 ING GROEP NV 541,134 13,009,000 8.08%
3 NEEDHAM INVESTMENT MANAGEMENT LLC 397,023 9,545,000 5.93%
4 WELLS FARGO & COMPANY/MN 375,331 9,023,000 5.61%
5 UBS Group AG 361,839 8,698,000 5.40%
6 ROYAL BANK OF CANADA 311,207 7,481,000 4.65%
7 LPL Financial LLC 220,422 5,330,000 3.31%
8 RAYMOND JAMES & ASSOCIATES 193,434 4,650,000 2.89%
9 BANK OF NOVA SCOTIA 105,611 2,539,000 1.58%
10 United Asset Strategies, Inc. 102,913 2,474,000 1.54%
11 Janney Montgomery Scott LLC 92,283 2,218,000 1.38%
12 BANK OF AMERICA CORP /DE/ 75,467 1,815,000 1.13%
13 Commonwealth Equity Services, Inc 70,349 1,691,000 1.05%
14 HL FINANCIAL SERVICES LLC 55,656 1,338,000 0.83%
15 COHEN & STEERS, INC. 47,400 1,139,000 0.71%
16 Raymond James Financial Services Advisors, Inc. 46,520 1,118,000 0.69%
17 OPPENHEIMER & CO INC 46,370 1,115,000 0.69%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,621 833,000 0.52%
19 WEDBUSH SECURITIES INC 34,612 832,000 0.52%
20 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 32,567 783,000 0.49%
21 AMERIPRISE FINANCIAL INC 28,643 689,000 0.43%
22 Cetera Advisor Networks LLC 27,571 657,000 0.41%
23 Advisors Asset Management, Inc. 19,661 473,000 0.29%
24 New England Private Wealth Advisors LLC 21,462 460,000 0.29%
25 Fiduciary Trust Co International of Pennsylvania 17,636 424,000 0.26%
26 GOLDMAN SACHS GROUP INC 16,966 408,000 0.25%
27 Regis Management CO LLC 16,386 394,000 0.24%
28 STIFEL FINANCIAL CORP 15,864 377,000 0.23%
29 BAIRD FINANCIAL GROUP, INC. 15,630 376,000 0.23%
30 HighTower Advisors, LLC 14,492 347,000 0.22%
31 J.P. Morgan Private Wealth Advisors LLC 13,420 323,000 0.20%
32 PNC FINANCIAL SERVICES GROUP, INC. 12,911 310,000 0.19%
33 DAVENPORT & Co LLC 13,435 283,881 0.18%
34 ADVISOR GROUP, INC. 10,488 253,000 0.16%
35 WOLVERINE ASSET MANAGEMENT LLC 9,769 234,000 0.15%
36 Creative Planning 9,653 232,000 0.14%
37 LAUREL WEALTH ADVISORS, INC. 9,527 229,000 0.14%
38 Bartlett & Co. LLC 8,623 207,000 0.13%
39 D.A. DAVIDSON & CO. 6,250 150,000 0.09%
40 GLENMEDE TRUST CO NA 4,152 99,000 0.06%
41 GENEOS WEALTH MANAGEMENT INC. 3,511 84,000 0.05%
42 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,144 75,000 0.05%
43 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,000 72,120 0.04%
44 PARALLEL ADVISORS, LLC 2,635 67,000 0.04%
45 IFP ADVISORS, INC 2,756 66,000 0.04%
46 Advisory Services Network, LLC 2,713 65,000 0.04%
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,637 64,000 0.04%
48 North Star Investment Management Corp. 2,358 57,000 0.04%
49 CAPITAL GUARDIAN TRUST CO 2,144 52,000 0.03%
50 BANK OF MONTREAL /CAN/ 2,146 52,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.