Dark
Light
System
Security
TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 42 Institutional holders with a total value of $57,727,144.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEEDHAM INVESTMENT MANAGEMENT LLC 575,034 15,854,000 27.46%
2 MORGAN STANLEY 565,220 15,583,000 26.99%
3 WELLS FARGO & COMPANY/MN 276,152 7,614,000 13.19%
4 LPL Financial LLC 138,469 3,775,000 6.54%
5 UBS Group AG 107,442 2,962,000 5.13%
6 FIRST TRUST ADVISORS LP 53,467 1,474,000 2.55%
7 CREDIT SUISSE AG/ 50,093 1,381,000 2.39%
8 OPPENHEIMER & CO INC 45,768 1,262,000 2.19%
9 AMERICAN INTERNATIONAL GROUP, INC. 35,655 983,005 1.70%
10 GUGGENHEIM CAPITAL LLC 33,136 913,000 1.58%
11 RAYMOND JAMES & ASSOCIATES 28,941 798,000 1.38%
12 Commonwealth Equity Services, Inc 27,042 746,000 1.29%
13 ROYAL BANK OF CANADA 23,543 649,000 1.12%
14 Invesco Ltd. 16,715 461,000 0.80%
15 MERIDIAN INVESTMENT COUNSEL INC. 12,995 358,000 0.62%
16 Robert W. Baird & Co. Inc 12,360 341,000 0.59%
17 TFS CAPITAL LLC 10,871 300,000 0.52%
18 CSS LLC/IL 10,709 295,000 0.51%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,452 288,000 0.50%
20 USCA RIA LLC 9,852 272,000 0.47%
21 WEDBUSH SECURITIES INC 8,942 247,000 0.43%
22 BANK OF AMERICA CORP /DE/ 8,958 247,000 0.43%
23 AMERIPRISE FINANCIAL INC 7,431 205,000 0.36%
24 CITIGROUP INC 6,206 171,000 0.30%
25 PNC FINANCIAL SERVICES GROUP, INC. 6,152 169,000 0.29%
26 VALLEY NATIONAL ADVISERS INC 3,289 91,000 0.16%
27 Capital Analysts, LLC 2,000 55,139 0.10%
28 Creative Planning 1,447 40,000 0.07%
29 MSI Financial Services Inc 1,459 40,000 0.07%
30 Cordasco Financial Network 1,351 37,000 0.06%
31 SeaBridge Investment Advisors LLC 956 26,000 0.05%
32 NEXT Financial Group, Inc 844 23,000 0.04%
33 Focused Wealth Management, Inc 753 21,000 0.04%
34 SYNOVUS FINANCIAL CORP 714 20,000 0.03%
35 MARK SHEPTOFF FINANCIAL PLANNING, LLC 465 13,000 0.02%
36 BOSTON PRIVATE BANK & TRUST CO 183 5,000 0.01%
37 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 127 4,000 0.01%
38 Thomas J. Herzfeld Advisors, Inc. 58 2,000 0.00%
39 Advisory Services Network, LLC 26 1,000 0.00%
40 Transamerica Financial Advisors, LLC 1 1,000 0.00%
41 TCI Wealth Advisors, Inc. 12 0 0.00%
42 DEUTSCHE BANK AG\ 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.