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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 52 Institutional holders with a total value of $63,848,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 671,948 15,884,000 24.88%
2 NEEDHAM INVESTMENT MANAGEMENT LLC 479,143 11,327,000 17.74%
3 WELLS FARGO & COMPANY/MN 276,393 6,534,000 10.23%
4 Advisors Asset Management, Inc. 192,423 4,549,000 7.12%
5 LPL Financial LLC 132,731 3,082,000 4.83%
6 STIFEL FINANCIAL CORP 6,492 2,583,000 4.05%
7 UBS Group AG 99,091 2,342,000 3.67%
8 BANK OF NOVA SCOTIA 84,816 2,005,000 3.14%
9 FIRST TRUST ADVISORS LP 84,784 2,004,000 3.14%
10 BANK OF AMERICA CORP /DE/ 52,316 1,237,000 1.94%
11 CREDIT SUISSE AG/ 52,108 1,232,000 1.93%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,713 1,175,000 1.84%
13 Commonwealth Equity Services, Inc 48,665 1,150,000 1.80%
14 DOLIVER ADVISORS, LP 40,564 959,000 1.50%
15 USCA RIA LLC 35,879 848,000 1.33%
16 AMERICAN INTERNATIONAL GROUP, INC. 31,443 743,000 1.16%
17 Cambridge Investment Research Advisors, Inc. 31,431 743,000 1.16%
18 OPPENHEIMER & CO INC 26,253 621,000 0.97%
19 GUGGENHEIM CAPITAL LLC 22,970 543,000 0.85%
20 AMERIPRISE FINANCIAL INC 15,843 370,000 0.58%
21 Private Advisor Group, LLC 14,279 338,000 0.53%
22 Raymond James Financial Services Advisors, Inc. 13,522 320,000 0.50%
23 IFP ADVISORS, INC 12,315 291,000 0.46%
24 MERIDIAN INVESTMENT COUNSEL INC. 12,195 288,000 0.45%
25 WEDBUSH SECURITIES INC 12,059 285,000 0.45%
26 Invesco Ltd. 11,810 279,000 0.44%
27 New England Private Wealth Advisors LLC 11,595 274,000 0.43%
28 ROYAL BANK OF CANADA 11,559 273,000 0.43%
29 GLENMEDE TRUST CO NA 10,819 255,000 0.40%
30 RAYMOND JAMES & ASSOCIATES 10,451 247,000 0.39%
31 Weiss Asset Management LP 10,036 237,000 0.37%
32 MSI Financial Services Inc 8,529 202,000 0.32%
33 CITIGROUP INC 5,941 140,000 0.22%
34 Creative Planning 5,042 119,000 0.19%
35 PNC FINANCIAL SERVICES GROUP, INC. 4,533 106,000 0.17%
36 VALLEY NATIONAL ADVISERS INC 3,245 77,000 0.12%
37 US BANCORP \DE\ 1,741 41,000 0.06%
38 Advisory Services Network, LLC 1,671 40,000 0.06%
39 North Star Investment Management Corp. 1,114 26,000 0.04%
40 NEXT Financial Group, Inc 1,069 25,000 0.04%
41 SeaBridge Investment Advisors LLC 956 23,000 0.04%
42 MARK SHEPTOFF FINANCIAL PLANNING, LLC 465 11,000 0.02%
43 ARCADIA INVESTMENT MANAGEMENT CORP/MI 415 10,000 0.02%
44 DEUTSCHE BANK AG\ 307 7,000 0.01%
45 Tower Research Capital LLC (TRC) 44 1,000 0.00%
46 Transamerica Financial Advisors, LLC 1 1,000 0.00%
47 Thomas J. Herzfeld Advisors, Inc. 61 1,000 0.00%
48 SYNOVUS FINANCIAL CORP 0 0 0.00%
49 JFS WEALTH ADVISORS, LLC 3 0 0.00%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.