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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 42 Institutional holders with a total value of $64,513,792.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 641,258 18,090,000 28.04%
2 NEEDHAM INVESTMENT MANAGEMENT LLC 474,834 13,395,000 20.76%
3 WELLS FARGO & COMPANY/MN 275,133 7,762,000 12.03%
4 Advisors Asset Management, Inc. 226,938 6,402,000 9.92%
5 UBS Group AG 98,711 2,785,000 4.32%
6 LPL Financial LLC 81,073 2,326,000 3.61%
7 FIRST TRUST ADVISORS LP 71,021 2,004,000 3.11%
8 CREDIT SUISSE AG/ 51,027 1,439,000 2.23%
9 OPPENHEIMER & CO INC 41,949 1,183,000 1.83%
10 AMERICAN INTERNATIONAL GROUP, INC. 36,971 1,042,952 1.62%
11 GUGGENHEIM CAPITAL LLC 31,833 898,000 1.39%
12 Commonwealth Equity Services, Inc 30,591 863,000 1.34%
13 USCA RIA LLC 27,809 784,000 1.22%
14 RAYMOND JAMES & ASSOCIATES 26,030 734,000 1.14%
15 BANK OF AMERICA CORP /DE/ 17,717 500,000 0.78%
16 Invesco Ltd. 16,547 467,000 0.72%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,534 466,000 0.72%
18 ROYAL BANK OF CANADA 14,700 415,000 0.64%
19 Virtu KCG Holdings LLC 13,560 383,000 0.59%
20 BAIRD FINANCIAL GROUP, INC. 13,287 375,000 0.58%
21 MERIDIAN INVESTMENT COUNSEL INC. 12,195 344,000 0.53%
22 WEDBUSH SECURITIES INC 11,047 312,000 0.48%
23 CSS LLC/IL 10,897 307,000 0.48%
24 AMERIPRISE FINANCIAL INC 9,624 271,000 0.42%
25 Private Advisor Group, LLC 7,252 205,000 0.32%
26 CITIGROUP INC 5,715 161,000 0.25%
27 PNC FINANCIAL SERVICES GROUP, INC. 4,852 136,000 0.21%
28 Capital Analysts, LLC 4,000 112,840 0.17%
29 VALLEY NATIONAL ADVISERS INC 3,230 91,000 0.14%
30 BANK OF MONTREAL /CAN/ 2,700 76,000 0.12%
31 Cordasco Financial Network 1,375 39,000 0.06%
32 MSI Financial Services Inc 940 27,000 0.04%
33 SeaBridge Investment Advisors LLC 956 27,000 0.04%
34 NEXT Financial Group, Inc 859 24,000 0.04%
35 Focused Wealth Management, Inc 753 21,000 0.03%
36 SYNOVUS FINANCIAL CORP 714 20,000 0.03%
37 MARK SHEPTOFF FINANCIAL PLANNING, LLC 465 13,000 0.02%
38 HIGHLAND CAPITAL MANAGEMENT LP 391 11,000 0.02%
39 Advisory Services Network, LLC 26 1,000 0.00%
40 Transamerica Financial Advisors, LLC 1 1,000 0.00%
41 TCI Wealth Advisors, Inc. 12 0 0.00%
42 DEUTSCHE BANK AG\ 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.