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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 45 Institutional holders with a total value of $55,244,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 677,314 15,247,000 27.60%
2 NEEDHAM INVESTMENT MANAGEMENT LLC 470,034 10,581,000 19.15%
3 WELLS FARGO & COMPANY/MN 291,834 6,569,000 11.89%
4 Advisors Asset Management, Inc. 214,608 4,831,000 8.74%
5 FIRST TRUST ADVISORS LP 87,005 1,958,000 3.54%
6 UBS Group AG 77,818 1,752,000 3.17%
7 LPL Financial LLC 66,790 1,622,000 2.94%
8 CREDIT SUISSE AG/ 51,837 1,167,000 2.11%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,708 1,096,000 1.98%
10 BANK OF AMERICA CORP /DE/ 43,978 990,000 1.79%
11 Commonwealth Equity Services, Inc 43,868 987,000 1.79%
12 OPPENHEIMER & CO INC 42,620 960,000 1.74%
13 AMERICAN INTERNATIONAL GROUP, INC. 35,411 797,000 1.44%
14 CITIGROUP INC 33,216 748,000 1.35%
15 Cambridge Investment Research Advisors, Inc. 29,812 671,000 1.21%
16 USCA RIA LLC 29,113 655,000 1.19%
17 GUGGENHEIM CAPITAL LLC 27,535 620,000 1.12%
18 RAYMOND JAMES & ASSOCIATES 21,837 492,000 0.89%
19 WOLVERINE ASSET MANAGEMENT LLC 17,723 398,000 0.72%
20 Virtu KCG Holdings LLC 16,782 378,000 0.68%
21 Private Advisor Group, LLC 13,744 309,000 0.56%
22 Invesco Ltd. 13,639 307,000 0.56%
23 ROYAL BANK OF CANADA 13,351 300,000 0.54%
24 AMERIPRISE FINANCIAL INC 13,113 295,000 0.53%
25 Raymond James Financial Services Advisors, Inc. 12,857 289,000 0.52%
26 MERIDIAN INVESTMENT COUNSEL INC. 12,195 275,000 0.50%
27 WEDBUSH SECURITIES INC 10,458 235,000 0.43%
28 CLOUGH CAPITAL PARTNERS L P 8,900 200,000 0.36%
29 Creative Planning 5,223 118,000 0.21%
30 PNC FINANCIAL SERVICES GROUP, INC. 4,852 109,000 0.20%
31 VALLEY NATIONAL ADVISERS INC 3,245 73,000 0.13%
32 GLENMEDE TRUST CO NA 2,038 45,000 0.08%
33 US BANCORP \DE\ 1,672 38,000 0.07%
34 Cordasco Financial Network 1,401 32,000 0.06%
35 SYNOVUS FINANCIAL CORP 1,060 24,000 0.04%
36 SeaBridge Investment Advisors LLC 956 22,000 0.04%
37 MSI Financial Services Inc 958 22,000 0.04%
38 NEXT Financial Group, Inc 877 19,000 0.03%
39 MARK SHEPTOFF FINANCIAL PLANNING, LLC 465 10,000 0.02%
40 Advisory Services Network, LLC 26 1,000 0.00%
41 Transamerica Financial Advisors, LLC 1 1,000 0.00%
42 Thomas J. Herzfeld Advisors, Inc. 60 1,000 0.00%
43 Focused Wealth Management, Inc 9 0 0.00%
44 DEUTSCHE BANK AG\ 2 0 0.00%
45 TCI Wealth Advisors, Inc. 13 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.