| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 125,607 | 4,351,000 | 51.39% | ||
| 2 | LPL Financial LLC | 77,755 | 2,672,000 | 31.56% | ||
| 3 | DEUTSCHE BANK AG\ | 33,500 | 1,160,000 | 13.70% | ||
| 4 | Virtu KCG Holdings LLC | 6,089 | 211,000 | 2.49% | ||
| 5 | AMERIPRISE FINANCIAL INC | 1,500 | 52,000 | 0.61% | ||
| 6 | NEXT Financial Group, Inc | 350 | 12,000 | 0.14% | ||
| 7 | Tower Research Capital LLC (TRC) | 228 | 8,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
