| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 529,754 | 19,299,000 | 53.95% | ||
| 2 | LPL Financial LLC | 266,028 | 9,630,000 | 26.92% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 68,200 | 2,475,000 | 6.92% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 30,876 | 1,120,000 | 3.13% | ||
| 5 | Commonwealth Equity Services, Inc | 26,696 | 969,000 | 2.71% | ||
| 6 | JANE STREET GROUP, LLC | 24,124 | 875,000 | 2.45% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,518 | 781,000 | 2.18% | ||
| 8 | CWM, LLC | 10,709 | 389,000 | 1.09% | ||
| 9 | CapWealth Advisors, LLC | 5,453 | 198,000 | 0.55% | ||
| 10 | NEXT Financial Group, Inc | 750 | 27,000 | 0.08% | ||
| 11 | PNC FINANCIAL SERVICES GROUP, INC. | 200 | 7,000 | 0.02% | ||
| 12 | UBS Group AG | 65 | 2,000 | 0.01% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
