| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 374,624 | 13,629,000 | 34.97% | ||
| 2 | LPL Financial LLC | 349,207 | 12,460,000 | 31.97% | ||
| 3 | VICTORY CAPITAL MANAGEMENT INC | 107,278 | 3,825,000 | 9.82% | ||
| 4 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 107,197 | 3,819,000 | 9.80% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 40,331 | 1,427,000 | 3.66% | ||
| 6 | ROYAL BANK OF CANADA | 31,690 | 1,121,000 | 2.88% | ||
| 7 | JANE STREET GROUP, LLC | 23,681 | 838,000 | 2.15% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,247 | 504,000 | 1.29% | ||
| 9 | ENVESTNET ASSET MANAGEMENT INC | 11,621 | 411,000 | 1.05% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 10,145 | 359,000 | 0.92% | ||
| 11 | CWM, LLC | 8,417 | 298,000 | 0.76% | ||
| 12 | CapWealth Advisors, LLC | 4,202 | 149,000 | 0.38% | ||
| 13 | NEXT Financial Group, Inc | 3,476 | 122,000 | 0.31% | ||
| 14 | Tower Research Capital LLC (TRC) | 120 | 4,000 | 0.01% | ||
| 15 | UBS Group AG | 65 | 2,000 | 0.01% | ||
| 16 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.