| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 125,805 | 4,640,000 | 32.80% | ||
| 2 | NATIONAL PLANNING CORP | 127,434 | 4,638,604 | 32.79% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 51,198 | 1,888,000 | 13.35% | ||
| 4 | DEUTSCHE BANK AG\ | 23,236 | 856,000 | 6.05% | ||
| 5 | Commonwealth Equity Services, Inc | 19,949 | 736,000 | 5.20% | ||
| 6 | JANE STREET GROUP, LLC | 19,109 | 705,000 | 4.98% | ||
| 7 | ROYAL BANK OF CANADA | 16,976 | 626,000 | 4.42% | ||
| 8 | NEXT Financial Group, Inc | 750 | 28,000 | 0.20% | ||
| 9 | Tower Research Capital LLC (TRC) | 339 | 13,000 | 0.09% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 319 | 11,765 | 0.08% | ||
| 11 | UBS Group AG | 134 | 5,000 | 0.04% | ||
| 12 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
