| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 374,630 | 13,241,000 | 59.18% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 114,594 | 3,935,000 | 17.59% | ||
| 3 | ROYAL BANK OF CANADA | 48,295 | 1,659,000 | 7.41% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 21,141 | 726,000 | 3.24% | ||
| 5 | VICTORY CAPITAL MANAGEMENT INC | 20,966 | 718,000 | 3.21% | ||
| 6 | AMERIPRISE FINANCIAL INC | 11,146 | 383,000 | 1.71% | ||
| 7 | Stratos Wealth Partners, LTD. | 10,977 | 377,000 | 1.68% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 10,848 | 373,000 | 1.67% | ||
| 9 | CWM, LLC | 9,326 | 320,000 | 1.43% | ||
| 10 | First Heartland Consultants, Inc. | 8,882 | 305,000 | 1.36% | ||
| 11 | JANE STREET GROUP, LLC | 6,143 | 211,000 | 0.94% | ||
| 12 | NEXT Financial Group, Inc | 3,498 | 120,000 | 0.54% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 84 | 3,000 | 0.01% | ||
| 14 | UBS Group AG | 65 | 2,000 | 0.01% | ||
| 15 | Tower Research Capital LLC (TRC) | 41 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
