| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 146,904 | 1,214,000 | 32.19% | ||
| 2 | WOLVERINE ASSET MANAGEMENT LLC | 97,882 | 808,000 | 21.42% | ||
| 3 | Advisors Asset Management, Inc. | 63,687 | 526,000 | 13.95% | ||
| 4 | Invesco Ltd. | 22,438 | 185,000 | 4.90% | ||
| 5 | REGIONS FINANCIAL CORP | 20,551 | 170,000 | 4.51% | ||
| 6 | SEGALL BRYANT & HAMILL, LLC | 17,410 | 144,000 | 3.82% | ||
| 7 | UBS AG | 15,012 | 124,000 | 3.29% | ||
| 8 | LPL Financial LLC | 13,242 | 109,000 | 2.89% | ||
| 9 | Commonwealth Equity Services, Inc | 12,248 | 101,000 | 2.68% | ||
| 10 | BANK OF MONTREAL /CAN/ | 8,000 | 66,000 | 1.75% | ||
| 11 | Creative Planning | 7,900 | 65,000 | 1.72% | ||
| 12 | MORGAN STANLEY | 6,547 | 54,000 | 1.43% | ||
| 13 | MSI Financial Services Inc | 6,399 | 53,000 | 1.41% | ||
| 14 | US BANCORP \DE\ | 5,700 | 48,000 | 1.27% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 4,226 | 34,907 | 0.93% | ||
| 16 | TRUST CO OF VERMONT | 3,000 | 25,000 | 0.66% | ||
| 17 | FIFTH THIRD BANCORP | 2,050 | 17,000 | 0.45% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,702 | 14,000 | 0.37% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 1,000 | 8,000 | 0.21% | ||
| 20 | ROYAL BANK OF CANADA | 774 | 6,000 | 0.16% | ||
| 21 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
