| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 131,300 | 1,028,000 | 27.09% | ||
| 2 | Advisors Asset Management, Inc. | 128,712 | 1,008,000 | 26.56% | ||
| 3 | Invesco Ltd. | 37,494 | 294,000 | 7.75% | ||
| 4 | AMERICAN INTERNATIONAL GROUP, INC. | 24,726 | 193,605 | 5.10% | ||
| 5 | REGIONS FINANCIAL CORP | 20,551 | 161,000 | 4.24% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 18,081 | 141,000 | 3.72% | ||
| 7 | Creative Planning | 17,600 | 138,000 | 3.64% | ||
| 8 | SEGALL BRYANT & HAMILL, LLC | 16,486 | 129,000 | 3.40% | ||
| 9 | Commonwealth Equity Services, Inc | 13,143 | 103,000 | 2.71% | ||
| 10 | Virtu KCG Holdings LLC | 13,108 | 103,000 | 2.71% | ||
| 11 | LPL Financial LLC | 12,568 | 98,000 | 2.58% | ||
| 12 | UBS AG | 12,035 | 94,000 | 2.48% | ||
| 13 | FIFTH THIRD BANCORP | 9,550 | 75,000 | 1.98% | ||
| 14 | MORGAN STANLEY | 8,992 | 70,000 | 1.84% | ||
| 15 | MSI Financial Services Inc | 6,334 | 50,000 | 1.32% | ||
| 16 | WELLS FARGO & COMPANY/MN | 4,327 | 34,000 | 0.90% | ||
| 17 | TRUST CO OF VERMONT | 3,000 | 23,000 | 0.61% | ||
| 18 | US BANCORP \DE\ | 2,850 | 22,000 | 0.58% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,702 | 13,000 | 0.34% | ||
| 20 | BENJAMIN F. EDWARDS & COMPANY, INC. | 1,200 | 9,000 | 0.24% | ||
| 21 | ROYAL BANK OF CANADA | 774 | 6,000 | 0.16% | ||
| 22 | Tower Research Capital LLC (TRC) | 210 | 2,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
