| 1 |
AMERICAN INTERNATIONAL GROUP, INC. |
132,201 |
971,664 |
19.14% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
123,045 |
900,000 |
17.72% |
|
|
| 3 |
Advisors Asset Management, Inc. |
119,905 |
878,000 |
17.29% |
|
|
| 4 |
WOLVERINE ASSET MANAGEMENT LLC |
101,977 |
749,000 |
14.75% |
|
|
| 5 |
Invesco Ltd. |
32,663 |
240,000 |
4.73% |
|
|
| 6 |
MORGAN STANLEY |
22,862 |
168,000 |
3.31% |
|
|
| 7 |
Thomas J. Herzfeld Advisors, Inc. |
22,679 |
167,000 |
3.29% |
|
|
| 8 |
REGIONS FINANCIAL CORP |
20,551 |
151,000 |
2.97% |
|
|
| 9 |
SEGALL BRYANT & HAMILL, LLC |
16,486 |
121,000 |
2.38% |
|
|
| 10 |
MARINER INVESTMENT GROUP LLC |
15,551 |
114,000 |
2.25% |
|
|
| 11 |
WELLS FARGO & COMPANY/MN |
13,553 |
100,000 |
1.97% |
|
|
| 12 |
Commonwealth Equity Services, Inc |
13,202 |
97,000 |
1.91% |
|
|
| 13 |
FIFTH THIRD BANCORP |
10,955 |
81,000 |
1.60% |
|
|
| 14 |
Creative Planning |
8,700 |
64,000 |
1.26% |
|
|
| 15 |
WESTPORT RESOURCES MANAGEMENT INC |
8,200 |
60,000 |
1.18% |
|
|
| 16 |
UBS Group AG |
7,930 |
59,000 |
1.16% |
|
|
| 17 |
MSI Financial Services Inc |
5,289 |
39,000 |
0.77% |
|
|
| 18 |
TRUST CO OF VERMONT |
3,000 |
22,000 |
0.43% |
|
|
| 19 |
US BANCORP \DE\ |
2,850 |
21,000 |
0.41% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
2,407 |
18,000 |
0.35% |
|
|
| 21 |
CITIGROUP INC |
2,100 |
15,000 |
0.30% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,702 |
13,000 |
0.26% |
|
|
| 23 |
Catalyst Capital Advisors LLC |
1,300 |
10,000 |
0.20% |
|
|
| 24 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,200 |
9,000 |
0.18% |
|
|
| 25 |
ROYAL BANK OF CANADA |
774 |
6,000 |
0.12% |
|
|
| 26 |
Tower Research Capital LLC (TRC) |
210 |
2,000 |
0.04% |
|
|
| 27 |
BANK OF AMERICA CORP /DE/ |
255 |
2,000 |
0.04% |
|
|