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PACHOLDER HIGH YIELD FD INC
PACHOLDER HIGH YIELD FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 27 Institutional holders with a total value of $5,077,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 132,201 971,664 19.14%
2 GUGGENHEIM CAPITAL LLC 123,045 900,000 17.72%
3 Advisors Asset Management, Inc. 119,905 878,000 17.29%
4 WOLVERINE ASSET MANAGEMENT LLC 101,977 749,000 14.75%
5 Invesco Ltd. 32,663 240,000 4.73%
6 MORGAN STANLEY 22,862 168,000 3.31%
7 Thomas J. Herzfeld Advisors, Inc. 22,679 167,000 3.29%
8 REGIONS FINANCIAL CORP 20,551 151,000 2.97%
9 SEGALL BRYANT & HAMILL, LLC 16,486 121,000 2.38%
10 MARINER INVESTMENT GROUP LLC 15,551 114,000 2.25%
11 WELLS FARGO & COMPANY/MN 13,553 100,000 1.97%
12 Commonwealth Equity Services, Inc 13,202 97,000 1.91%
13 FIFTH THIRD BANCORP 10,955 81,000 1.60%
14 Creative Planning 8,700 64,000 1.26%
15 WESTPORT RESOURCES MANAGEMENT INC 8,200 60,000 1.18%
16 UBS Group AG 7,930 59,000 1.16%
17 MSI Financial Services Inc 5,289 39,000 0.77%
18 TRUST CO OF VERMONT 3,000 22,000 0.43%
19 US BANCORP \DE\ 2,850 21,000 0.41%
20 B. Riley Wealth Advisors, Inc. 2,407 18,000 0.35%
21 CITIGROUP INC 2,100 15,000 0.30%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,702 13,000 0.26%
23 Catalyst Capital Advisors LLC 1,300 10,000 0.20%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 1,200 9,000 0.18%
25 ROYAL BANK OF CANADA 774 6,000 0.12%
26 Tower Research Capital LLC (TRC) 210 2,000 0.04%
27 BANK OF AMERICA CORP /DE/ 255 2,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.